O'Neill Mitra's Form 4/A amendment
AmendedApollo Global Management, Inc. (APO) · filed Feb 23, 2022
- Accession no.
- 0000950142-22-000796
- Filed
- Feb 23, 2022
- Trade date
- Jan 1, 2022
- Filing delay
- 53 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jan 3, 2022
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 53 days after the trade.
This amendment replaces 0000950142-22-000142 (filed Jan 3, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Neill MitraCIK 0001761271 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Common Stock | AGrant or awardAcquired | +14,702 | – | – | 14,702 | Direct | |
| Jan 1, 2022 | Common Stock | AGrant or awardAcquired | +2,000 | – | – | 2,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Common stock | SSaleAcquired | +1,000 | $1,300.00 | +$13,000 | 10 | Indirect | |
| Jan 1, 2022 | Common stock | SSaleAcquired | +1,000 | $912.00 | +$9,120 | 10 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.