Allaire Jeremy 的 Form 4 申報
Circle Internet Group, Inc.（CRCL），2025/6/9 申報
- 申報編號
- 0000950103-25-007161
- 申報時間
- 2025/6/9
- 交易日
- 2025/6/5-6/6
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、17 筆衍生性交易。公開市場賣出合計 $4,636 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Allaire JeremyCIK 0001539940 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/6/5 | Class A Common Stock | F扣股繳稅處分 | −121,942 | $31.00 | −$3,780,202 | 18,594,699 | 直接 | |
| 2025/6/6 | Class A Common Stock | D交回公司處分 | −18,594,699 | –F2,F3 | – | 0 | 直接 | |
| 2025/6/6 | Class A Common Stock | D交回公司處分 | −335,684 | –F2,F3 | – | 0 | 間接 | |
| 2025/6/6 | Class A Common Stock | C轉換取得 | +1,582,160 | –F3,F4 | – | 1,582,160 | 直接 | |
| 2025/6/6 | Class A Common Stock | S賣出處分 | −1,582,160 | $29.30 | −$46,357,288 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/6/6 | Class A Common Stock | A公司授予取得 | +18,039,173 | –F2,F3 | – | 18,039,173 | 直接 | |
| 2025/6/6 | Class A Common Stock | A公司授予取得 | +335,684 | –F2,F3 | – | 335,684 | 間接 | |
| 2025/6/6 | Class B Common Stock | C轉換處分 | −1,582,160 | $0.00 | $0 | 16,457,013 | 直接 | |
| 2025/6/6 | Class A Common Stock | A公司授予取得 | +11,438 | –F2 | – | 11,438 | 直接 | |
| 2025/6/6 | Class A Common Stock | A公司授予取得 | +46,250 | –F2 | – | 46,250 | 直接 | |
| 2025/6/6 | Class A Common Stock | A公司授予取得 | +209,007 | –F2 | – | 209,007 | 直接 | |
| 2025/6/6 | Class A Common Stock | A公司授予取得 | +288,831 | –F2 | – | 288,831 | 直接 | |
| 2025/6/6 | Class A Common Stock | D交回公司處分 | −552,938 | –F2 | – | 0 | 直接 | |
| 2025/6/6 | Class B Common Stock | A公司授予取得 | +552,938 | –F2 | – | 552,938 | 直接 | |
| 2025/6/6 | Class A Common Stock | D交回公司處分 | −583,333 | –F2 | – | 0 | 直接 | |
| 2025/6/6 | Class B Common Stock | A公司授予取得 | +583,333 | –F2 | – | 583,333 | 直接 | |
| 2025/6/6 | Class A Common Stock | D交回公司處分 | −145,482 | –F2 | – | 0 | 直接 | |
| 2025/6/6 | Class B Common Stock | A公司授予取得 | +145,482 | –F2 | – | 145,482 | 直接 | |
| 2025/6/6 | Class A Common Stock | D交回公司處分 | −241,228 | –F2 | – | 0 | 直接 | |
| 2025/6/6 | Class B Common Stock | A公司授予取得 | +241,228 | –F2 | – | 241,228 | 直接 | |
| 2025/6/6 | Class A Common Stock | D交回公司處分 | −30 | –F2 | – | 0 | 直接 | |
| 2025/6/6 | Class B Common Stock | A公司授予取得 | +30 | –F2 | – | 30 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, immediately upon the effectiveness thereof, each such share of Class A Common Stock held by the Reporting Person was automatically converted into a share of Class B Common Stock, on a one-for-one basis.
表 I 有 2 筆、表 II 有 16 筆交易的價格引用這則附註。
- F3
Each share of Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B Common Stock will convert automatically into Class A Common Stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B Common Stock do not expire.
表 I 有 3 筆、表 II 有 2 筆交易的價格引用這則附註。
- F4
On June 6, 2025, the Reporting Person directed the sale of 1,582,160 shares of Class B Common Stock, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
表 I 有 1 筆交易的價格引用這則附註。