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Allaire Jeremy's Form 4 filing

Circle Internet Group, Inc. (CRCL) · filed Jun 9, 2025

Accession no.
0000950103-25-007161
Filed
Jun 9, 2025
Trade date
Jun 5-6, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 17 derivative transactions. Open-market sales total $46.4M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Allaire JeremyCIK 0001539940Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 5, 2025Class A Common StockFTax withholdingDisposed−121,942$31.00−$3,780,20218,594,699Direct
Jun 6, 2025Class A Common StockDReturned to the companyDisposed−18,594,699–F2,F3–0Direct
Jun 6, 2025Class A Common StockDReturned to the companyDisposed−335,684–F2,F3–0Indirect
Jun 6, 2025Class A Common StockCConversionAcquired+1,582,160–F3,F4–1,582,160Direct
Jun 6, 2025Class A Common StockSSaleDisposed−1,582,160$29.30−$46,357,2880Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 6, 2025Class A Common StockAGrant or awardAcquired+18,039,173–F2,F3–18,039,173Direct
Jun 6, 2025Class A Common StockAGrant or awardAcquired+335,684–F2,F3–335,684Indirect
Jun 6, 2025Class B Common StockCConversionDisposed−1,582,160$0.00$016,457,013Direct
Jun 6, 2025Class A Common StockAGrant or awardAcquired+11,438–F2–11,438Direct
Jun 6, 2025Class A Common StockAGrant or awardAcquired+46,250–F2–46,250Direct
Jun 6, 2025Class A Common StockAGrant or awardAcquired+209,007–F2–209,007Direct
Jun 6, 2025Class A Common StockAGrant or awardAcquired+288,831–F2–288,831Direct
Jun 6, 2025Class A Common StockDReturned to the companyDisposed−552,938–F2–0Direct
Jun 6, 2025Class B Common StockAGrant or awardAcquired+552,938–F2–552,938Direct
Jun 6, 2025Class A Common StockDReturned to the companyDisposed−583,333–F2–0Direct
Jun 6, 2025Class B Common StockAGrant or awardAcquired+583,333–F2–583,333Direct
Jun 6, 2025Class A Common StockDReturned to the companyDisposed−145,482–F2–0Direct
Jun 6, 2025Class B Common StockAGrant or awardAcquired+145,482–F2–145,482Direct
Jun 6, 2025Class A Common StockDReturned to the companyDisposed−241,228–F2–0Direct
Jun 6, 2025Class B Common StockAGrant or awardAcquired+241,228–F2–241,228Direct
Jun 6, 2025Class A Common StockDReturned to the companyDisposed−30–F2–0Direct
Jun 6, 2025Class B Common StockAGrant or awardAcquired+30–F2–30Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, immediately upon the effectiveness thereof, each such share of Class A Common Stock held by the Reporting Person was automatically converted into a share of Class B Common Stock, on a one-for-one basis.

Referenced by the price of 2 transactions in Table I and 16 transactions in Table II.

F3

Each share of Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B Common Stock will convert automatically into Class A Common Stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B Common Stock do not expire.

Referenced by the price of 3 transactions in Table I and 2 transactions in Table II.

F4

On June 6, 2025, the Reporting Person directed the sale of 1,582,160 shares of Class B Common Stock, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)