Barbo William D 的 Form 4 申報
Charles River Laboratories International, Inc.（CRL），2022/12/6 申報
- 申報編號
- 0000950103-22-020817
- 申報時間
- 2022/12/6
- 交易日
- 2022/6/7-12/2
- 申報延遲
- 182 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $70.5 萬。交易後 182 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Barbo William DCIK 0001688104 | 高階主管（Corporate Executive VP & CCO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/7 | Common Stock | G贈與處分 | −391 | $0.00 | $0 | 3,803 | 直接 | |
| 2022/6/7 | Common Stock | G贈與取得 | +391 | $0.00 | $0 | 19,235 | 間接 | |
| 2022/11/15 | Common Stock | G贈與處分 | −200 | $0.00 | $0 | 19,035 | 間接 | |
| 2022/12/2 | Common Stock | M行使選擇權取得 | +3,205 | $109.34 | +$350,434.7 | 7,008 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −406 | $218.28F1 | −$88,621.68 | 6,602 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −873 | $219.41F2 | −$191,544.93 | 5,729 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −1,226 | $220.14F3 | −$269,891.64 | 4,503 | 直接 | |
| 2022/12/2 | Common Stock | S賣出處分 | −700 | $221.08F4 | −$154,756 | 3,803 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/2 | Common Stock | M行使選擇權處分 | −3,205 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $217.89 to $218.875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $218.92 to $219.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $219.90 to $220.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $220.93 to $221.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。