Barbo William D's Form 4 filing
Charles River Laboratories International, Inc. (CRL) · filed Dec 6, 2022
- Accession no.
- 0000950103-22-020817
- Filed
- Dec 6, 2022
- Trade date
- Jun 7-Dec 2, 2022
- Filing delay
- 182 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $704.8K. It was filed 182 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barbo William DCIK 0001688104 | Officer (Corporate Executive VP & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2022 | Common Stock | GGiftDisposed | −391 | $0.00 | $0 | 3,803 | Direct | |
| Jun 7, 2022 | Common Stock | GGiftAcquired | +391 | $0.00 | $0 | 19,235 | Indirect | |
| Nov 15, 2022 | Common Stock | GGiftDisposed | −200 | $0.00 | $0 | 19,035 | Indirect | |
| Dec 2, 2022 | Common Stock | MOption exerciseAcquired | +3,205 | $109.34 | +$350,434.7 | 7,008 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −406 | $218.28F1 | −$88,621.68 | 6,602 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −873 | $219.41F2 | −$191,544.93 | 5,729 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −1,226 | $220.14F3 | −$269,891.64 | 4,503 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −700 | $221.08F4 | −$154,756 | 3,803 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2022 | Common Stock | MOption exerciseDisposed | −3,205 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $217.89 to $218.875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $218.92 to $219.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $219.90 to $220.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $220.93 to $221.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.