Henry Shawn 的 Form 4 申報
CrowdStrike Holdings, Inc.（CRWD），2022/3/23 申報
- 申報編號
- 0000950103-22-005154
- 申報時間
- 2022/3/23
- 交易日
- 2022/3/21-3/22
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $982.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Henry ShawnCIK 0001808553 | 高階主管（Please see remarks） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/21 | Class A common stock | C轉換取得 | +3,125 | –F1 | – | 253,083 | 直接 | |
| 2022/3/21 | Class A common stock | S賣出處分 | −8,511 | $203.11F3 | −$1,728,669.21 | 244,572 | 直接 | |
| 2022/3/21 | Class A common stock | S賣出處分 | −2,025 | $203.74F4 | −$412,573.5 | 242,547 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −951 | $204.53F5 | −$194,508.03 | 241,596 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −706 | $207.87F6 | −$146,756.22 | 240,890 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −1,222 | $208.86F7 | −$255,226.92 | 239,668 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −1,163 | $210.04F8 | −$244,276.52 | 238,505 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −808 | $211.11F9 | −$170,576.88 | 237,697 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −720 | $212.15F10 | −$152,748 | 236,977 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −2,118 | $213.08F11 | −$451,303.44 | 234,859 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −816 | $214.05F12 | −$174,664.8 | 234,043 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −2,531 | $215.32F13 | −$544,974.92 | 231,512 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −8,287 | $216.36F14 | −$1,792,975.32 | 223,225 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −9,185 | $217.27F15 | −$1,995,624.95 | 214,040 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −3,347 | $218.32F16 | −$730,717.04 | 210,693 | 直接 | |
| 2022/3/22 | Class A common stock | S賣出處分 | −3,798 | $219.20F17 | −$832,521.6 | 206,895 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/21 | Class B common stock | M行使選擇權處分 | −3,125 | $0.00 | $0 | 6,250 | 直接 | |
| 2022/3/21 | Class A common stock | M行使選擇權取得 | +3,125 | $0.00 | $0 | 3,125 | 直接 | |
| 2022/3/21 | Class A common stock | C轉換處分 | −3,125 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $202.56 to $203.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $203.56 to $204.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $204.12 to $205.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $207.26 to $208.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $208.38 to $209.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $209.50 to $210.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $210.67 to $211.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $211.70 to $212.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $212.73 to $213.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $213.73 to $214.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $214.79 to $215.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $215.80 to $216.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $216.81 to $217.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $217.83 to $218.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $218.85 to $219.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer. . All reported sales on 03/21/2022 were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies. All reported sales on 03/22/2022 were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person