Henry Shawn's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Mar 23, 2022
- Accession no.
- 0000950103-22-005154
- Filed
- Mar 23, 2022
- Trade date
- Mar 21-22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.83M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henry ShawnCIK 0001808553 | Officer (Please see remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | Class A common stock | CConversionAcquired | +3,125 | –F1 | – | 253,083 | Direct | |
| Mar 21, 2022 | Class A common stock | SSaleDisposed | −8,511 | $203.11F3 | −$1,728,669.21 | 244,572 | Direct | |
| Mar 21, 2022 | Class A common stock | SSaleDisposed | −2,025 | $203.74F4 | −$412,573.5 | 242,547 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −951 | $204.53F5 | −$194,508.03 | 241,596 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −706 | $207.87F6 | −$146,756.22 | 240,890 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −1,222 | $208.86F7 | −$255,226.92 | 239,668 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −1,163 | $210.04F8 | −$244,276.52 | 238,505 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −808 | $211.11F9 | −$170,576.88 | 237,697 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −720 | $212.15F10 | −$152,748 | 236,977 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −2,118 | $213.08F11 | −$451,303.44 | 234,859 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −816 | $214.05F12 | −$174,664.8 | 234,043 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −2,531 | $215.32F13 | −$544,974.92 | 231,512 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −8,287 | $216.36F14 | −$1,792,975.32 | 223,225 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −9,185 | $217.27F15 | −$1,995,624.95 | 214,040 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −3,347 | $218.32F16 | −$730,717.04 | 210,693 | Direct | |
| Mar 22, 2022 | Class A common stock | SSaleDisposed | −3,798 | $219.20F17 | −$832,521.6 | 206,895 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2022 | Class B common stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 6,250 | Direct | |
| Mar 21, 2022 | Class A common stock | MOption exerciseAcquired | +3,125 | $0.00 | $0 | 3,125 | Direct | |
| Mar 21, 2022 | Class A common stock | CConversionDisposed | −3,125 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $202.56 to $203.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $203.56 to $204.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $204.12 to $205.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $207.26 to $208.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $208.38 to $209.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $209.50 to $210.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $210.67 to $211.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $211.70 to $212.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $212.73 to $213.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $213.73 to $214.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $214.79 to $215.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $215.80 to $216.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $216.81 to $217.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $217.83 to $218.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $218.85 to $219.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer. . All reported sales on 03/21/2022 were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies. All reported sales on 03/22/2022 were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person