Carpenter Michael J. 的 Form 4 申報
CrowdStrike Holdings, Inc.（CRWD），2021/8/2 申報
- 申報編號
- 0000950103-21-011717
- 申報時間
- 2021/8/2
- 交易日
- 2021/7/29-7/30
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、10 筆衍生性交易。公開市場賣出合計 $6,655 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Carpenter Michael J.CIK 0001808921 | 高階主管（PRES., GLBAL SALES & FLD OPS） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/29 | Class A common stock | C轉換取得 | +128,168 | –F1 | – | 302,881 | 直接 | |
| 2021/7/29 | Class A common stock | S賣出處分 | −18,361 | $260.26F3 | −$4,778,633.86 | 284,520 | 直接 | |
| 2021/7/29 | Class A common stock | S賣出處分 | −6,256 | $261.01F4 | −$1,632,878.56 | 278,264 | 直接 | |
| 2021/7/29 | Class A common stock | S賣出處分 | −33,961 | $262.11F5 | −$8,901,517.71 | 244,303 | 直接 | |
| 2021/7/29 | Class A common stock | S賣出處分 | −20,043 | $263.00F6 | −$5,271,309 | 224,260 | 直接 | |
| 2021/7/29 | Class A common stock | S賣出處分 | −27,174 | $263.99F7 | −$7,173,664.26 | 197,086 | 直接 | |
| 2021/7/29 | Class A common stock | S賣出處分 | −11,102 | $265.18F8 | −$2,944,028.36 | 185,984 | 直接 | |
| 2021/7/29 | Class A common stock | S賣出處分 | −11,271 | $266.07F9 | −$2,998,874.97 | 174,713 | 直接 | |
| 2021/7/30 | Class A common stock | C轉換取得 | +128,168 | –F1 | – | 302,881 | 直接 | |
| 2021/7/30 | Class A common stock | S賣出處分 | −11,405 | $253.73F10 | −$2,893,790.65 | 291,476 | 直接 | |
| 2021/7/30 | Class A common stock | S賣出處分 | −22,106 | $254.55F11 | −$5,627,082.3 | 269,370 | 直接 | |
| 2021/7/30 | Class A common stock | S賣出處分 | −28,459 | $255.73F12 | −$7,277,820.07 | 240,911 | 直接 | |
| 2021/7/30 | Class A common stock | S賣出處分 | −31,098 | $256.72F13 | −$7,983,478.56 | 209,813 | 直接 | |
| 2021/7/30 | Class A common stock | S賣出處分 | −18,483 | $257.73F14 | −$4,763,623.59 | 191,330 | 直接 | |
| 2021/7/30 | Class A common stock | S賣出處分 | −16,617 | $258.81F15 | −$4,300,645.77 | 174,713 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/29 | Class B common stock | M行使選擇權處分 | −58,295 | $0.00 | $0 | 0 | 直接 | |
| 2021/7/29 | Class A common stock | M行使選擇權取得 | +58,295 | $1.76 | +$102,599.2 | 58,295 | 直接 | |
| 2021/7/29 | Class B common stock | M行使選擇權處分 | −41,489 | $0.00 | $0 | 128,168 | 直接 | |
| 2021/7/29 | Class A common stock | M行使選擇權取得 | +41,489 | $1.76 | +$73,020.64 | 99,784 | 直接 | |
| 2021/7/29 | Class B common stock | M行使選擇權處分 | −28,384 | $0.00 | $0 | 21,616 | 直接 | |
| 2021/7/29 | Class A common stock | M行使選擇權取得 | +28,384 | $11.13 | +$315,913.92 | 128,168 | 直接 | |
| 2021/7/29 | Class A common stock | C轉換處分 | −128,168 | $0.00 | $0 | 0 | 直接 | |
| 2021/7/30 | Class B common stock | M行使選擇權處分 | −128,168 | $0.00 | $0 | 0 | 直接 | |
| 2021/7/30 | Class A common stock | M行使選擇權取得 | +128,168 | $1.76 | +$225,575.68 | 128,168 | 直接 | |
| 2021/7/30 | Class A common stock | C轉換處分 | −128,168 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
表 I 有 2 筆交易的價格引用這則附註。
- F3
These transactions were executed in multiple trades at prices ranging from $259.61 to $260.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
These transactions were executed in multiple trades at prices ranging from $260.61 to $261.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
These transactions were executed in multiple trades at prices ranging from $261.61 to $262.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
These transactions were executed in multiple trades at prices ranging from $262.61 to $263.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
These transactions were executed in multiple trades at prices ranging from $263.61 to $264.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
These transactions were executed in multiple trades at prices ranging from $264.62 to $265.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
These transactions were executed in multiple trades at prices ranging from $265.64 to $266.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
These transactions were executed in multiple trades at prices ranging from $253.067 to $254.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
These transactions were executed in multiple trades at prices ranging from $254.08 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
These transactions were executed in multiple trades at prices ranging from $255.13 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
These transactions were executed in multiple trades at prices ranging from $256.13 to $257.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
These transactions were executed in multiple trades at prices ranging from $257.19 to $258.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
These transactions were executed in multiple trades at prices ranging from $258.32 to $259.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.