Carpenter Michael J.'s Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Aug 2, 2021
- Accession no.
- 0000950103-21-011717
- Filed
- Aug 2, 2021
- Trade date
- Jul 29-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 10 derivative transactions. Open-market sales total $66.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carpenter Michael J.CIK 0001808921 | Officer (PRES., GLBAL SALES & FLD OPS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Class A common stock | CConversionAcquired | +128,168 | –F1 | – | 302,881 | Direct | |
| Jul 29, 2021 | Class A common stock | SSaleDisposed | −18,361 | $260.26F3 | −$4,778,633.86 | 284,520 | Direct | |
| Jul 29, 2021 | Class A common stock | SSaleDisposed | −6,256 | $261.01F4 | −$1,632,878.56 | 278,264 | Direct | |
| Jul 29, 2021 | Class A common stock | SSaleDisposed | −33,961 | $262.11F5 | −$8,901,517.71 | 244,303 | Direct | |
| Jul 29, 2021 | Class A common stock | SSaleDisposed | −20,043 | $263.00F6 | −$5,271,309 | 224,260 | Direct | |
| Jul 29, 2021 | Class A common stock | SSaleDisposed | −27,174 | $263.99F7 | −$7,173,664.26 | 197,086 | Direct | |
| Jul 29, 2021 | Class A common stock | SSaleDisposed | −11,102 | $265.18F8 | −$2,944,028.36 | 185,984 | Direct | |
| Jul 29, 2021 | Class A common stock | SSaleDisposed | −11,271 | $266.07F9 | −$2,998,874.97 | 174,713 | Direct | |
| Jul 30, 2021 | Class A common stock | CConversionAcquired | +128,168 | –F1 | – | 302,881 | Direct | |
| Jul 30, 2021 | Class A common stock | SSaleDisposed | −11,405 | $253.73F10 | −$2,893,790.65 | 291,476 | Direct | |
| Jul 30, 2021 | Class A common stock | SSaleDisposed | −22,106 | $254.55F11 | −$5,627,082.3 | 269,370 | Direct | |
| Jul 30, 2021 | Class A common stock | SSaleDisposed | −28,459 | $255.73F12 | −$7,277,820.07 | 240,911 | Direct | |
| Jul 30, 2021 | Class A common stock | SSaleDisposed | −31,098 | $256.72F13 | −$7,983,478.56 | 209,813 | Direct | |
| Jul 30, 2021 | Class A common stock | SSaleDisposed | −18,483 | $257.73F14 | −$4,763,623.59 | 191,330 | Direct | |
| Jul 30, 2021 | Class A common stock | SSaleDisposed | −16,617 | $258.81F15 | −$4,300,645.77 | 174,713 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Class B common stock | MOption exerciseDisposed | −58,295 | $0.00 | $0 | 0 | Direct | |
| Jul 29, 2021 | Class A common stock | MOption exerciseAcquired | +58,295 | $1.76 | +$102,599.2 | 58,295 | Direct | |
| Jul 29, 2021 | Class B common stock | MOption exerciseDisposed | −41,489 | $0.00 | $0 | 128,168 | Direct | |
| Jul 29, 2021 | Class A common stock | MOption exerciseAcquired | +41,489 | $1.76 | +$73,020.64 | 99,784 | Direct | |
| Jul 29, 2021 | Class B common stock | MOption exerciseDisposed | −28,384 | $0.00 | $0 | 21,616 | Direct | |
| Jul 29, 2021 | Class A common stock | MOption exerciseAcquired | +28,384 | $11.13 | +$315,913.92 | 128,168 | Direct | |
| Jul 29, 2021 | Class A common stock | CConversionDisposed | −128,168 | $0.00 | $0 | 0 | Direct | |
| Jul 30, 2021 | Class B common stock | MOption exerciseDisposed | −128,168 | $0.00 | $0 | 0 | Direct | |
| Jul 30, 2021 | Class A common stock | MOption exerciseAcquired | +128,168 | $1.76 | +$225,575.68 | 128,168 | Direct | |
| Jul 30, 2021 | Class A common stock | CConversionDisposed | −128,168 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 2 transactions in Table I.
- F3
These transactions were executed in multiple trades at prices ranging from $259.61 to $260.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
These transactions were executed in multiple trades at prices ranging from $260.61 to $261.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
These transactions were executed in multiple trades at prices ranging from $261.61 to $262.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
These transactions were executed in multiple trades at prices ranging from $262.61 to $263.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
These transactions were executed in multiple trades at prices ranging from $263.61 to $264.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
These transactions were executed in multiple trades at prices ranging from $264.62 to $265.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
These transactions were executed in multiple trades at prices ranging from $265.64 to $266.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
These transactions were executed in multiple trades at prices ranging from $253.067 to $254.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
These transactions were executed in multiple trades at prices ranging from $254.08 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
These transactions were executed in multiple trades at prices ranging from $255.13 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
These transactions were executed in multiple trades at prices ranging from $256.13 to $257.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
These transactions were executed in multiple trades at prices ranging from $257.19 to $258.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
These transactions were executed in multiple trades at prices ranging from $258.32 to $259.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.