跳到主要內容

Fairfax Financial Holdings Ltd 的 Form 4 申報

Crescent Capital BDC, Inc.(CCAP),2021/12/29 申報

申報編號
0000947871-21-001319
申報時間
2021/12/29 19:04 ET
交易日
2021/12/27-12/29
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $499.7 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Fairfax Financial Holdings LtdCIK 0000915191持股 10% 以上大股東
Watsa V Prem Et AlCIK 0000938869持股 10% 以上大股東
Allied World Assurance Co Holdings, GmbHCIK 0001163348持股 10% 以上大股東
Sixty Two Investment Co LtdCIK 0001217251持股 10% 以上大股東
Second 1109 Holdco Ltd.CIK 0001275993持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/12/27Common StockS賣出處分−71,187$18.01F1,F2−$1,282,077.873,544,760間接
2021/12/28Common StockS賣出處分−102,476$18.06F2,F3−$1,850,716.563,442,284間接
2021/12/29Common StockS賣出處分−103,285$18.05F2,F4−$1,864,294.253,338,999間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades at prices ranging from $18.00 to $18.03. The shares sold include 51,469 shares sold by Allied World Assurance Company, Ltd., GmbH ("Allied World") and 19,718 shares sold by Brit Reinsurance (Bermuda) Limited - FAL ("Brit"), which are both wholly-owned subsidiaries of Fairfax Financial Holdings Limited.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 3 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $18.00 to $18.06. The shares sold include 74,091 shares sold by Allied World and 28,385 shares sold by Brit.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $18.00 to $18.10. The shares sold include 74,676 shares sold by Allied World and 28,609 shares sold by Brit.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)