Fairfax Financial Holdings Ltd's Form 4 filing
Crescent Capital BDC, Inc. (CCAP) · filed Dec 29, 2021
- Accession no.
- 0000947871-21-001319
- Filed
- Dec 29, 2021, 7:04 PM ET
- Trade date
- Dec 27-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $5.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fairfax Financial Holdings LtdCIK 0000915191 | 10% Owner |
| Watsa V Prem Et AlCIK 0000938869 | 10% Owner |
| Allied World Assurance Co Holdings, GmbHCIK 0001163348 | 10% Owner |
| Sixty Two Investment Co LtdCIK 0001217251 | 10% Owner |
| Second 1109 Holdco Ltd.CIK 0001275993 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | SSaleDisposed | −71,187 | $18.01F1,F2 | −$1,282,077.87 | 3,544,760 | Indirect | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −102,476 | $18.06F2,F3 | −$1,850,716.56 | 3,442,284 | Indirect | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −103,285 | $18.05F2,F4 | −$1,864,294.25 | 3,338,999 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $18.00 to $18.03. The shares sold include 51,469 shares sold by Allied World Assurance Company, Ltd., GmbH ("Allied World") and 19,718 shares sold by Brit Reinsurance (Bermuda) Limited - FAL ("Brit"), which are both wholly-owned subsidiaries of Fairfax Financial Holdings Limited.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported reflects the weighted average sale price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 3 transactions in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $18.00 to $18.06. The shares sold include 74,091 shares sold by Allied World and 28,385 shares sold by Brit.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $18.00 to $18.10. The shares sold include 74,676 shares sold by Allied World and 28,609 shares sold by Brit.
Referenced by the price of 1 transaction in Table I.