Cooperman Leon G 的 Form 4 申報
Finance of America Companies Inc.（FOA），2025/9/2 申報
- 申報編號
- 0000945621-25-000847
- 申報時間
- 2025/9/2
- 交易日
- 2025/5/22-8/5
- 申報延遲
- 103 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場買進合計 $110.8 萬。交易後 103 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cooperman Leon GCIK 0000898382 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/5/22 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +5,575 | $21.33 | +$118,914.75 | 5,575 | 直接 | |
| 2025/5/22 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +350 | $21.33 | +$7,465.5 | 350 | 間接 | |
| 2025/5/22 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +45 | $21.33 | +$959.85 | 45 | 間接 | |
| 2025/5/22 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +30 | $21.33 | +$639.9 | 30 | 間接 | |
| 2025/6/10 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +10,000 | $22.00 | +$220,000 | 1,232,575 | 間接 | |
| 2025/6/11 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +4,597 | $21.90 | +$100,674.3 | 1,237,172 | 間接 | |
| 2025/6/17 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +10,000 | $21.20 | +$212,000 | 1,247,172 | 間接 | |
| 2025/6/18 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +8,778 | $21.00 | +$184,338 | 1,255,950 | 間接 | |
| 2025/6/20 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +1,112 | $20.90 | +$23,240.8 | 1,257,062 | 間接 | |
| 2025/8/5 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +10,628 | $22.53 | +$239,448.84 | 1,267,690 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/8/4 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +789,473 | –F5 | – | 789,473 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
On August 4, 2025, the Omega Capital Partners purchased $15,000,000.00 worth of unsecured convertible notes (the "Convertible Notes") of the Issuer that are convertible, in the aggregate, into 789,473 shares of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Common Stock") at a conversion price of $19.00 per share. The Convertible Notes are convertible at anytime at the option of the Issuer or the Reporting Person; provided, however, that the Convertible Notes may not be converted into shares of Common Stock to the extent that the Reporting Person would beneficially own more than 9.99% of the Issuer's Common Stock after giving effect to such conversion.
表 II 有 1 筆交易的價格引用這則附註。
備註
This Form 4 reports transactions that were not timely filed. The transactions occurred between May 22, 2025 and August 5, 2025 and are being reported on Form 4 to bring the Reporting Person's ownership reports current. The Reporting Person acknowledges the late filing and undertakes to make all future filings on a timely basis.