Cooperman Leon G's Form 4 filing
Finance of America Companies Inc. (FOA) · filed Sep 2, 2025
- Accession no.
- 0000945621-25-000847
- Filed
- Sep 2, 2025
- Trade date
- May 22-Aug 5, 2025
- Filing delay
- 103 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market purchases total $1.11M. It was filed 103 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cooperman Leon GCIK 0000898382 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +5,575 | $21.33 | +$118,914.75 | 5,575 | Direct | |
| May 22, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +350 | $21.33 | +$7,465.5 | 350 | Indirect | |
| May 22, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +45 | $21.33 | +$959.85 | 45 | Indirect | |
| May 22, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +30 | $21.33 | +$639.9 | 30 | Indirect | |
| Jun 10, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +10,000 | $22.00 | +$220,000 | 1,232,575 | Indirect | |
| Jun 11, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +4,597 | $21.90 | +$100,674.3 | 1,237,172 | Indirect | |
| Jun 17, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +10,000 | $21.20 | +$212,000 | 1,247,172 | Indirect | |
| Jun 18, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +8,778 | $21.00 | +$184,338 | 1,255,950 | Indirect | |
| Jun 20, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +1,112 | $20.90 | +$23,240.8 | 1,257,062 | Indirect | |
| Aug 5, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +10,628 | $22.53 | +$239,448.84 | 1,267,690 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2025 | Class A Common Stock, par value $0.0001 per share | PPurchaseAcquired | +789,473 | –F5 | – | 789,473 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
On August 4, 2025, the Omega Capital Partners purchased $15,000,000.00 worth of unsecured convertible notes (the "Convertible Notes") of the Issuer that are convertible, in the aggregate, into 789,473 shares of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Common Stock") at a conversion price of $19.00 per share. The Convertible Notes are convertible at anytime at the option of the Issuer or the Reporting Person; provided, however, that the Convertible Notes may not be converted into shares of Common Stock to the extent that the Reporting Person would beneficially own more than 9.99% of the Issuer's Common Stock after giving effect to such conversion.
Referenced by the price of 1 transaction in Table II.
Remarks
This Form 4 reports transactions that were not timely filed. The transactions occurred between May 22, 2025 and August 5, 2025 and are being reported on Form 4 to bring the Reporting Person's ownership reports current. The Reporting Person acknowledges the late filing and undertakes to make all future filings on a timely basis.