Nodelman Oleg 的 Form 4 申報
Aktis Oncology, Inc.(AKTS),2026/1/12 申報
- 申報編號
- 0000935836-26-000031
- 申報時間
- 2026/1/12 20:28 ET
- 交易日
- 2026/1/12
- 申報延遲
- 當天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、7 筆衍生性交易。公開市場買進合計 $4,000 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Nodelman OlegCIK 0001454385 | 董事 |
| EcoR1 Capital, LLCCIK 0001587114 | 董事 |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/1/12 | Common Stock | C轉換取得 | +2,270,879 | –F1 | – | 2,270,879 | 間接 | |
| 2026/1/12 | Common Stock | C轉換取得 | +202,862 | –F1 | – | 202,862 | 間接 | |
| 2026/1/12 | Common Stock | C轉換取得 | +128,506 | –F1 | – | 128,506 | 間接 | |
| 2026/1/12 | Common Stock | P買進取得 | +2,077,779 | $18.00 | +$37,400,022 | 4,348,658 | 間接 | |
| 2026/1/12 | Common Stock | P買進取得 | +144,443 | $18.00 | +$2,599,974 | 347,305 | 間接 |
衍生性證券(表 II)
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/1/12 | Common Stock | C轉換處分 | −2,605,878 | –F1 | – | 0 | 間接 | |
| 2026/1/12 | Common Stock | C轉換處分 | −262,142 | –F1 | – | 0 | 間接 | |
| 2026/1/12 | Common Stock | C轉換處分 | −128,506 | –F1 | – | 0 | 間接 | |
| 2026/1/12 | Common Stock | C轉換處分 | −630,191 | –F1 | – | 0 | 間接 | |
| 2026/1/12 | Common Stock | C轉換處分 | −26,942 | –F1 | – | 0 | 間接 | |
| 2026/1/12 | Common Stock | C轉換取得 | +965,190 | –F1 | – | 965,190 | 間接 | |
| 2026/1/12 | Common Stock | C轉換取得 | +86,222 | –F1 | – | 86,222 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
The shares of Series A Redeemable Convertible Preferred Stock and Series B Redeemable Convertible Preferred Stock converted into shares of Common Stock and Class A Common Stock on a 3.8044-for-1 basis immediately prior to the closing of the initial public offering of the Issuer's Common Stock for no additional consideration. Each share was immediately exercisable and had no expiration date.
表 I 有 3 筆、表 II 有 7 筆交易的價格引用這則附註。
備註
EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund, Capital Fund and Venture Fund. Mr. Nodelman is a director of the Issuer and is the manager and controlling owner of EcoR1. The reporting persons are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interests therein.