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Nodelman Oleg's Form 4 filing

Aktis Oncology, Inc. (AKTS) · filed Jan 12, 2026

Accession no.
0000935836-26-000031
Filed
Jan 12, 2026, 8:28 PM ET
Trade date
Jan 12, 2026
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 7 derivative transactions. Open-market purchases total $40.0M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nodelman OlegCIK 0001454385Director
EcoR1 Capital, LLCCIK 0001587114Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 12, 2026Common StockCConversionAcquired+2,270,879–F1–2,270,879Indirect
Jan 12, 2026Common StockCConversionAcquired+202,862–F1–202,862Indirect
Jan 12, 2026Common StockCConversionAcquired+128,506–F1–128,506Indirect
Jan 12, 2026Common StockPPurchaseAcquired+2,077,779$18.00+$37,400,0224,348,658Indirect
Jan 12, 2026Common StockPPurchaseAcquired+144,443$18.00+$2,599,974347,305Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 12, 2026Common StockCConversionDisposed−2,605,878–F1–0Indirect
Jan 12, 2026Common StockCConversionDisposed−262,142–F1–0Indirect
Jan 12, 2026Common StockCConversionDisposed−128,506–F1–0Indirect
Jan 12, 2026Common StockCConversionDisposed−630,191–F1–0Indirect
Jan 12, 2026Common StockCConversionDisposed−26,942–F1–0Indirect
Jan 12, 2026Common StockCConversionAcquired+965,190–F1–965,190Indirect
Jan 12, 2026Common StockCConversionAcquired+86,222–F1–86,222Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares of Series A Redeemable Convertible Preferred Stock and Series B Redeemable Convertible Preferred Stock converted into shares of Common Stock and Class A Common Stock on a 3.8044-for-1 basis immediately prior to the closing of the initial public offering of the Issuer's Common Stock for no additional consideration. Each share was immediately exercisable and had no expiration date.

Referenced by the price of 3 transactions in Table I and 7 transactions in Table II.

Remarks

EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund, Capital Fund and Venture Fund. Mr. Nodelman is a director of the Issuer and is the manager and controlling owner of EcoR1. The reporting persons are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interests therein.

Read the full filing on SEC EDGAR (opens in a new tab)