Schwab Charles R. 的 Form 4 申報
Schwab Charles Corp（SCHW），2026/1/28 申報
- 申報編號
- 0000923738-26-000002
- 申報時間
- 2026/1/28
- 交易日
- 2026/1/26-1/28
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $2,128 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Schwab Charles R.CIK 0000923738 | 董事、高階主管（共同董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/1/26 | Common Stock | M行使選擇權取得 | +134,895 | $26.39 | +$3,559,879.05 | 0 | 直接 | |
| 2026/1/26 | Common Stock | S賣出處分 | −134,895 | $103.09F2 | −$13,906,325.55 | 56,119,454 | 間接 | |
| 2026/1/28 | Common Stock | M行使選擇權取得 | +44,962 | $26.39 | +$1,186,547.18 | 0 | 直接 | |
| 2026/1/28 | Common Stock | S賣出處分 | −44,962 | $103.20F4 | −$4,640,078.4 | 56,119,454 | 間接 | |
| 2026/1/28 | Common Stock | S賣出處分 | −26,475 | $103.22F5 | −$2,732,749.5 | 56,092,979 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/1/26 | Common Stock | M行使選擇權處分 | −134,895 | $0.00 | $0 | 44,962 | 直接 | |
| 2026/1/28 | Common Stock | M行使選擇權處分 | −44,962 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $102.77 to $103.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $103.09 to $103.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $103.085 to $103.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
Exhibit 24 - Power of Attorney