Schwab Charles R.'s Form 4 filing
Schwab Charles Corp (SCHW) · filed Jan 28, 2026
- Accession no.
- 0000923738-26-000002
- Filed
- Jan 28, 2026
- Trade date
- Jan 26-28, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $21.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwab Charles R.CIK 0000923738 | Director, Officer (Co-Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2026 | Common Stock | MOption exerciseAcquired | +134,895 | $26.39 | +$3,559,879.05 | 0 | Direct | |
| Jan 26, 2026 | Common Stock | SSaleDisposed | −134,895 | $103.09F2 | −$13,906,325.55 | 56,119,454 | Indirect | |
| Jan 28, 2026 | Common Stock | MOption exerciseAcquired | +44,962 | $26.39 | +$1,186,547.18 | 0 | Direct | |
| Jan 28, 2026 | Common Stock | SSaleDisposed | −44,962 | $103.20F4 | −$4,640,078.4 | 56,119,454 | Indirect | |
| Jan 28, 2026 | Common Stock | SSaleDisposed | −26,475 | $103.22F5 | −$2,732,749.5 | 56,092,979 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2026 | Common Stock | MOption exerciseDisposed | −134,895 | $0.00 | $0 | 44,962 | Direct | |
| Jan 28, 2026 | Common Stock | MOption exerciseDisposed | −44,962 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $102.77 to $103.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $103.09 to $103.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $103.085 to $103.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24 - Power of Attorney