Engaged Capital LLC 的 Form 4 申報
SunOpta Inc.STKL，2022/3/4 申報
- 申報編號
- 0000921895-22-000773
- 申報時間
- 2022/3/4 20:03 ET
- 交易日
- 2020/10/6-2022/3/2
- 申報延遲
- 514 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易。公開市場買進合計 $11.8 萬。公開市場賣出合計 $11.8 萬。交易後 514 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Engaged Capital LLCCIK 0001559771 | 持股 10% 以上大股東 |
| Engaged Capital Flagship Fund, L.P.CIK 0001559850 | 其他：See Footnote 1 |
| Engaged Capital Flagship Master Fund, LPCIK 0001580761 | 其他：See Footnote 1 |
| Engaged Capital Holdings, LLCCIK 0001580769 | 持股 10% 以上大股東 |
| Welling Glenn W.CIK 0001580771 | 持股 10% 以上大股東 |
| Engaged Capital Flagship Fund, Ltd.CIK 0001619827 | 其他：See Footnote 1 |
| Engaged Capital Co-Invest IV, LPCIK 0001680308 | 其他：See Footnote 1 |
| Engaged Capital Co-Invest IV-A, LPCIK 0001810615 | 其他：See Footnote 1 |
| Engaged Capital Special Situation Fund, LPCIK 0001813061 | 其他：See Footnote 1 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Pursuant to the terms of Brendan Springstubb's employment arrangements with Engaged Capital, the compensation Mr. Springstubb received as a director of the Issuer was held for the benefit of Engaged Capital and its affiliates. As reported herein, pursuant to Mr. Springstubb's employment arrangements, the Engaged Capital Account (as defined below) received 4,831 Common Shares subsequent to Mr. Springstubb's departure from the Issuer's Board of Directors.
表 I 有 1 筆交易的價格引用這則附註。
- F3
On March 2, 2022, Engaged Capital Co-Invest IV sold 22,561 Shares at $5.21 per share to Engaged Capital Flagship Master in a private transaction.
表 I 有 2 筆交易的價格引用這則附註。
- F6
On March 2, 2022, Engaged Capital Co-Invest IV engaged in a pro rata distribution of 3,144,078 shares to its partners for no consideration (the "Engaged Capital Co-Invest IV Distribution"). Represents the distribution of 3,144,078 shares of common stock of the Issuer held by Engaged Capital Co-Invest IV pursuant to the Engaged Capital Co-Invest IV Distribution.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The Engaged Capital Account received 447,025 shares of common stock in the Engaged Capital Co-Invest IV Distribution.
表 I 有 1 筆交易的價格引用這則附註。