Engaged Capital LLC's Form 4 filing
SunOpta Inc. (STKL) · filed Mar 4, 2022
- Accession no.
- 0000921895-22-000773
- Filed
- Mar 4, 2022, 8:03 PM ET
- Trade date
- Oct 6, 2020-Mar 2, 2022
- Filing delay
- 514 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market purchases total $117.5K. Open-market sales total $117.5K. It was filed 514 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Engaged Capital LLCCIK 0001559771 | 10% Owner |
| Engaged Capital Flagship Fund, L.P.CIK 0001559850 | Other: See Footnote 1 |
| Engaged Capital Flagship Master Fund, LPCIK 0001580761 | Other: See Footnote 1 |
| Engaged Capital Holdings, LLCCIK 0001580769 | 10% Owner |
| Welling Glenn W.CIK 0001580771 | 10% Owner |
| Engaged Capital Flagship Fund, Ltd.CIK 0001619827 | Other: See Footnote 1 |
| Engaged Capital Co-Invest IV, LPCIK 0001680308 | Other: See Footnote 1 |
| Engaged Capital Co-Invest IV-A, LPCIK 0001810615 | Other: See Footnote 1 |
| Engaged Capital Special Situation Fund, LPCIK 0001813061 | Other: See Footnote 1 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2020 | Common Shares | JOtherAcquired | +4,831 | – | – | 432,768 | Indirect | |
| Mar 2, 2022 | Common Shares | PPurchaseAcquired | +22,561 | $5.21 | +$117,542.81 | 5,212,126 | Indirect | |
| Mar 2, 2022 | Common Shares | SSaleDisposed | −22,561 | $5.21 | −$117,542.81 | 3,144,078 | Indirect | |
| Mar 2, 2022 | Common Shares | JOtherDisposed | −3,144,078 | – | – | 0 | Indirect | |
| Mar 2, 2022 | Common Shares | JOtherAcquired | +447,025 | – | – | 879,793 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.