Broadwood Partners, L.P. 的 Form 4 申報
Staar Surgical Co(STAA),2023/11/30 申報
- 申報編號
- 0000919574-23-006577
- 申報時間
- 2023/11/30 19:08 ET
- 交易日
- 2023/11/28-11/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易。公開市場買進合計 $1,370 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 持股 10% 以上大股東 |
| Broadwood Capital IncCIK 0001278387 | 持股 10% 以上大股東 |
| Bradsher Neal CCIK 0001278388 | 持股 10% 以上大股東 |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/28 | Common Stock | P買進取得 | +91,944 | $31.84F2 | +$2,927,496.96 | 10,194,788 | 直接 | |
| 2023/11/28 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 10,194,788 | 間接 | |
| 2023/11/28 | Common Stock | P買進取得 | +5,040 | $32.00F3 | +$161,297.14 | 10,199,828 | 直接 | |
| 2023/11/28 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 10,199,828 | 間接 | |
| 2023/11/29 | Common Stock | P買進取得 | +157,473 | $31.38F4 | +$4,940,920.09 | 10,357,301 | 直接 | |
| 2023/11/29 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 10,357,301 | 間接 | |
| 2023/11/29 | Common Stock | P買進取得 | +2,827 | $31.99F5 | +$90,437.99 | 10,360,128 | 直接 | |
| 2023/11/29 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 10,360,128 | 間接 | |
| 2023/11/30 | Common Stock | P買進取得 | +177,707 | $31.42F6 | +$5,583,678.33 | 10,537,835 | 直接 | |
| 2023/11/30 | Common Stock | P買進取得 | 0 | $0.00 | $0 | 10,537,835 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F2
This constitutes the weighted average purchase price. The prices range from $31.00 to $31.9998. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This constitutes the weighted average purchase price. The prices range from $32.00 to $32.01. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This constitutes the weighted average purchase price. The prices range from $30.9186 to $31.9183. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This constitutes the weighted average purchase price. The prices range from $31.919 to $32.11. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This constitutes the weighted average purchase price. The prices range from $30.84 to $31.81. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。