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Broadwood Partners, L.P. 的 Form 4 申報

Staar Surgical Co(STAA),2023/11/30 申報

申報編號
0000919574-23-006577
申報時間
2023/11/30 19:08 ET
交易日
2023/11/28-11/30
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 10 筆非衍生性交易。公開市場買進合計 $1,370 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Broadwood Partners, L.P.CIK 0001278386持股 10% 以上大股東
Broadwood Capital IncCIK 0001278387持股 10% 以上大股東
Bradsher Neal CCIK 0001278388持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/11/28Common StockP買進取得+91,944$31.84F2+$2,927,496.9610,194,788直接
2023/11/28Common StockP買進取得0$0.00$010,194,788間接
2023/11/28Common StockP買進取得+5,040$32.00F3+$161,297.1410,199,828直接
2023/11/28Common StockP買進取得0$0.00$010,199,828間接
2023/11/29Common StockP買進取得+157,473$31.38F4+$4,940,920.0910,357,301直接
2023/11/29Common StockP買進取得0$0.00$010,357,301間接
2023/11/29Common StockP買進取得+2,827$31.99F5+$90,437.9910,360,128直接
2023/11/29Common StockP買進取得0$0.00$010,360,128間接
2023/11/30Common StockP買進取得+177,707$31.42F6+$5,583,678.3310,537,835直接
2023/11/30Common StockP買進取得0$0.00$010,537,835間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This constitutes the weighted average purchase price. The prices range from $31.00 to $31.9998. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F3

This constitutes the weighted average purchase price. The prices range from $32.00 to $32.01. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

This constitutes the weighted average purchase price. The prices range from $30.9186 to $31.9183. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F5

This constitutes the weighted average purchase price. The prices range from $31.919 to $32.11. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F6

This constitutes the weighted average purchase price. The prices range from $30.84 to $31.81. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)