Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Nov 30, 2023
- Accession no.
- 0000919574-23-006577
- Filed
- Nov 30, 2023, 7:08 PM ET
- Trade date
- Nov 28-30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market purchases total $13.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 28, 2023 | Common Stock | PPurchaseAcquired | +91,944 | $31.84F2 | +$2,927,496.96 | 10,194,788 | Direct | |
| Nov 28, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,194,788 | Indirect | |
| Nov 28, 2023 | Common Stock | PPurchaseAcquired | +5,040 | $32.00F3 | +$161,297.14 | 10,199,828 | Direct | |
| Nov 28, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,199,828 | Indirect | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +157,473 | $31.38F4 | +$4,940,920.09 | 10,357,301 | Direct | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,357,301 | Indirect | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +2,827 | $31.99F5 | +$90,437.99 | 10,360,128 | Direct | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,360,128 | Indirect | |
| Nov 30, 2023 | Common Stock | PPurchaseAcquired | +177,707 | $31.42F6 | +$5,583,678.33 | 10,537,835 | Direct | |
| Nov 30, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,537,835 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This constitutes the weighted average purchase price. The prices range from $31.00 to $31.9998. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This constitutes the weighted average purchase price. The prices range from $32.00 to $32.01. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This constitutes the weighted average purchase price. The prices range from $30.9186 to $31.9183. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This constitutes the weighted average purchase price. The prices range from $31.919 to $32.11. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This constitutes the weighted average purchase price. The prices range from $30.84 to $31.81. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.