Franklin Resources Inc 的 Form 4/A 修正申報
修正ClearBridge Energy Midstream Opportunity Fund Inc.（EMO），2025/3/6 申報
- 申報編號
- 0000914851-25-000008
- 申報時間
- 2025/3/6
- 交易日
- 2024/12/11
- 申報延遲
- 85 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/12/13
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $5.69 萬。交易後 85 天申報。
這份修正申報取代了 0000914851-24-000411（2024/12/13 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Franklin Resources IncCIK 0000038777 | 其他：Affiliate of Investment Adv |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/12/11 | Common Stock | S賣出處分 | −1,200 | $47.45 | −$56,940 | 31,709 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Franklin Resources, Inc. (FRI) previously owned shares of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR). FRI acquired shares of ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) as a result of the merger of CTR with and into EMO on September 9, 2024
- F2
This Form 4 is amended to reflect the correct amount of shares of EMO sold on December 11, 2024 and the correct amount of Securities Beneficially Owned Following the Transaction. .The amount of shares sold on December 11, 2024 was erroneously reported.
- F3
The Form 4 is amended to reflect the correct amount of shares of EMO sold on December 11, 2024 and the correct amount of Securities Beneficially Owned Following the Transaction . The amount of shares sold on December 11, 2024 was erroneously reported. Consequently, the amount of Securities Beneficially Owned Following the Transaction which occurred on 12/11/24 was erroneously reported.
- F4
See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.