Franklin Resources Inc's Form 4/A amendment
AmendedClearBridge Energy Midstream Opportunity Fund Inc. (EMO) · filed Mar 6, 2025
- Accession no.
- 0000914851-25-000008
- Filed
- Mar 6, 2025
- Trade date
- Dec 11, 2024
- Filing delay
- 85 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 13, 2024
This filing lists 1 non-derivative transaction. Open-market sales total $56.9K. It was filed 85 days after the trade.
This amendment replaces 0000914851-24-000411 (filed Dec 13, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Franklin Resources IncCIK 0000038777 | Other: Affiliate of Investment Adv |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2024 | Common Stock | SSaleDisposed | −1,200 | $47.45 | −$56,940 | 31,709 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Franklin Resources, Inc. (FRI) previously owned shares of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR). FRI acquired shares of ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) as a result of the merger of CTR with and into EMO on September 9, 2024
- F2
This Form 4 is amended to reflect the correct amount of shares of EMO sold on December 11, 2024 and the correct amount of Securities Beneficially Owned Following the Transaction. .The amount of shares sold on December 11, 2024 was erroneously reported.
- F3
The Form 4 is amended to reflect the correct amount of shares of EMO sold on December 11, 2024 and the correct amount of Securities Beneficially Owned Following the Transaction . The amount of shares sold on December 11, 2024 was erroneously reported. Consequently, the amount of Securities Beneficially Owned Following the Transaction which occurred on 12/11/24 was erroneously reported.
- F4
See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.