Cassidy Bruce A. Sr. 的 Form 4/A 修正申報

修正

Loop Media, Inc.（LPTV），2022/2/28 申報

申報編號: 0000905718-22-000433
申報時間: 2022/2/28 21:43 ET
交易日: 2021/4/1
申報延遲: 333 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）
原始申報日: 2021/10/15

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 2 筆衍生性交易。沿用原件裡沒有重述的 20 筆交易。公開市場買進合計 $311.6 萬。交易後 333 天申報。

這份修正申報重述了 0000905718-21-001347（2021/10/15 申報）的一部分，沒有重述的交易仍然有效，列在下面。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Cassidy Bruce A. Sr.CIK 0001484879	董事、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

這份申報沒有這一類的交易。

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2021/4/1	4% Convertible Note	P買進取得	–	–^F3	–	–	間接
2021/4/1	Common Stock	P買進取得	+72,727	–^F2	–	72,727	間接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。

來自 0000905718-21-001347（2021/10/15 申報）。

非衍生性證券（表 I）

沿用 0000905718-21-001347 的非衍生性證券交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2020/2/5	Common Stock	J其他處分	−60,000,000	–^F2	–	0	間接	重複申報
2020/9/30	Common Stock	P買進取得	+960,000	$1.25	+$1,200,000	960,000	間接
2021/6/1	Common Stock	J其他取得	+3,529	$2.80	+$9,866.03	3,529	間接
2021/6/1	Common Stock	J其他取得	+7,982	$2.80	+$22,315.28	967,982	間接
2021/8/17	Common Stock	P買進取得	+363,163	$2.92	+$1,060,435.96	366,692	間接
2021/8/17	Common Stock	P買進取得	+5,349,945	$0.16	+$855,991.2	5,716,637	間接
2021/9/30	Common Stock	P買進取得	+320,000	–^F10	–	6,036,637	間接

衍生性證券（表 II）

沿用 0000905718-21-001347 的衍生性證券交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2020/2/5	Common Stock	J其他取得	+20,000,000	–^F2	–	200,000	間接
2020/2/5	Series A Preferred Stock	J其他處分	−2,654,000	–^F2	–	46,000	間接	重複申報
2020/2/5	Series A Preferred Stock	G贈與處分	−30,000	$0.00	$0	16,000	間接	重複申報
2020/2/5	Series A Preferred Stock	S賣出處分	−16,000	$3.13	−$50,000	0	間接	重複申報
2020/3/11	Common Stock	J其他取得	+2,666,667	–^F4	–	2,666,667	間接
2020/12/1	4% Convertible Note	P買進取得	–	–^F8	–	–	間接
2020/12/1	Common Stock	P買進取得	+68,182	–^F5	–	68,182	間接
2021/4/1	4% Convertible Note	P買進取得	–	–^F8	–	–	間接
2021/5/1	4% Convertible Note	P買進取得	–	–^F8	–	–	間接
2021/5/1	Common Stock	P買進取得	+36,364	–^F5	–	36,364	間接
2021/6/1	4% Convertible Note	P買進取得	–	–^F8	–	–	間接
2021/6/1	Common Stock	P買進取得	+36,364	–^F5	–	36,364	間接
2021/9/30	Common Stock	P買進取得	+320,000	–^F10	–	320,000	間接

原件的附註

這幾筆交易的價格在原件上引用的附註。

On February 5, 2020, Reporting Person exchanged 60,000,000 shares of Common Stock, 2,654,000 shares of Series A Preferred Stock, forgiveness of indebtedness in the amount of $1,000,000 and $1,000,000 in cash for 200,000 shares of Series B Preferred Stock, convertible at any time by Reporting Person into 20,000,000 shares of Common Stock. The Series B Preferred Stock has no expiration date.

表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。

Warrants were issued in connection with merger in consideration for the cancellation of indebtedness in the principal amount of $180,000. The warrants are exercisable at any time at the option of the Reporting Person.

表 II 有 1 筆交易的價格引用這則附註。

Warrants were issued in connection with a 4% convertible promissory note. The warrants are exercisable at any time at the option of the Reporting Person and expire on the earlier to occur of December 1, 2022 or immediately prior to closing of IPO or upon a change of control.

表 II 有 3 筆交易的價格引用這則附註。

Notes may be converted (1) on the Maturity Date based on the average of the VWAP of common stock during each trading day during the thirty (30) trading day period ending one trading day prior to the maturity date; (2) immediately upon a change of control based on the average of the VWAP of common stock during each trading day during the ten (10) trading day period ending one trading day prior to the change of control effective date; and (3) mandatorily at the closing of a qualified IPO at (i) the public offering price per share of the common stock multiplied by (ii) one (1) minus twenty percent (20%).

表 II 有 4 筆交易的價格引用這則附註。

F10

Pursuant to the Securities Purchase Agreement, dated September 30, 2021, by and between the Issuer and the Reporting Person, Reporting Person purchased 320,000 shares of Common Stock and warrants to purchase up to 320,000 shares of Common Stock. The aggregate purchase price for one share of Common Stock and one warrant to purchase one share of Common Stock was $1.25.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Warrants were issued in connection with a convertible promissory note. The warrants are exercisable at any time at the option of the Reporting Person and expire on the earlier to occur of December 1, 2022 or immediately prior to closing of IPO or upon a change of control.

表 II 有 1 筆交易的價格引用這則附註。

The original Form 4 filed by the Reporting Person on October 15, 2021 (the "Original Form 4") erroneously reported that the Reporting Person holds two convertible notes, both issued on April 1, 2021, and each in the principal amount of $800,000. The Reporting Person only holds one such convertible note which is reported herein in Table II.

看 SEC EDGAR 上的完整原文（在新分頁開啟）