Cassidy Bruce A. Sr. 的 Form 4 申報
Loop Media, Inc.（LPTV），2021/10/15 申報
- 申報編號
- 0000905718-21-001347
- 申報時間
- 2021/10/15 19:53 ET
- 交易日
- 2020/2/5-2021/9/30
- 申報延遲
- 618 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、14 筆衍生性交易。公開市場買進合計 $311.6 萬。交易後 618 天才申報，超過 2 個營業日的期限。
這份申報後來被修正申報 0000905718-22-000433（2022/2/28）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cassidy Bruce A. Sr.CIK 0001484879 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2020/2/5 | Common Stock | J其他處分 | −60,000,000 | –F2 | – | 0 | 間接 | |
| 2020/9/30 | Common Stock | P買進取得 | +960,000 | $1.25 | +$1,200,000 | 960,000 | 間接 | |
| 2021/6/1 | Common Stock | J其他取得 | +3,529 | $2.80 | +$9,866.03 | 3,529 | 間接 | |
| 2021/6/1 | Common Stock | J其他取得 | +7,982 | $2.80 | +$22,315.28 | 967,982 | 間接 | |
| 2021/8/17 | Common Stock | P買進取得 | +363,163 | $2.92 | +$1,060,435.96 | 366,692 | 間接 | |
| 2021/8/17 | Common Stock | P買進取得 | +5,349,945 | $0.16 | +$855,991.2 | 5,716,637 | 間接 | |
| 2021/9/30 | Common Stock | P買進取得 | +320,000 | –F10 | – | 6,036,637 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2020/2/5 | Common Stock | J其他取得 | +20,000,000 | –F2 | – | 200,000 | 間接 | |
| 2020/2/5 | Series A Preferred Stock | J其他處分 | −2,654,000 | –F2 | – | 46,000 | 間接 | |
| 2020/2/5 | Series A Preferred Stock | G贈與處分 | −30,000 | $0.00 | $0 | 16,000 | 間接 | |
| 2020/2/5 | Series A Preferred Stock | S賣出處分 | −16,000 | $3.13 | −$50,000 | 0 | 間接 | |
| 2020/3/11 | Common Stock | J其他取得 | +2,666,667 | –F4 | – | 2,666,667 | 間接 | |
| 2020/12/1 | 4% Convertible Note | P買進取得 | – | –F8 | – | – | 間接 | |
| 2020/12/1 | Common Stock | P買進取得 | +68,182 | –F5 | – | 68,182 | 間接 | |
| 2021/4/1 | 4% Convertible Note | P買進取得 | – | –F8 | – | – | 間接 | |
| 2021/4/1 | 4% Convertible Note | P買進取得 | – | –F8 | – | – | 間接 | |
| 2021/5/1 | 4% Convertible Note | P買進取得 | – | –F8 | – | – | 間接 | |
| 2021/5/1 | Common Stock | P買進取得 | +36,364 | –F5 | – | 36,364 | 間接 | |
| 2021/6/1 | 4% Convertible Note | P買進取得 | – | –F8 | – | – | 間接 | |
| 2021/6/1 | Common Stock | P買進取得 | +36,364 | –F5 | – | 36,364 | 間接 | |
| 2021/9/30 | Common Stock | P買進取得 | +320,000 | –F10 | – | 320,000 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
On February 5, 2020, Reporting Person exchanged 60,000,000 shares of Common Stock, 2,654,000 shares of Series A Preferred Stock, forgiveness of indebtedness in the amount of $1,000,000 and $1,000,000 in cash for 200,000 shares of Series B Preferred Stock, convertible at any time by Reporting Person into 20,000,000 shares of Common Stock. The Series B Preferred Stock has no expiration date.
表 I 有 1 筆、表 II 有 2 筆交易的價格引用這則附註。
- F4
Warrants were issued in connection with merger in consideration for the cancellation of indebtedness in the principal amount of $180,000. The warrants are exercisable at any time at the option of the Reporting Person.
表 II 有 1 筆交易的價格引用這則附註。
- F5
Warrants were issued in connection with a 4% convertible promissory note. The warrants are exercisable at any time at the option of the Reporting Person and expire on the earlier to occur of December 1, 2022 or immediately prior to closing of IPO or upon a change of control.
表 II 有 3 筆交易的價格引用這則附註。
- F8
Notes may be converted (1) on the Maturity Date based on the average of the VWAP of common stock during each trading day during the thirty (30) trading day period ending one trading day prior to the maturity date; (2) immediately upon a change of control based on the average of the VWAP of common stock during each trading day during the ten (10) trading day period ending one trading day prior to the change of control effective date; and (3) mandatorily at the closing of a qualified IPO at (i) the public offering price per share of the common stock multiplied by (ii) one (1) minus twenty percent (20%).
表 II 有 5 筆交易的價格引用這則附註。
- F10
Pursuant to the Securities Purchase Agreement, dated September 30, 2021, by and between the Issuer and the Reporting Person, Reporting Person purchased 320,000 shares of Common Stock and warrants to purchase up to 320,000 shares of Common Stock. The aggregate purchase price for one share of Common Stock and one warrant to purchase one share of Common Stock was $1.25.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
備註
Exhibit 24- Power of Attorney