Neugebauer Toby R 的 Form 4 申報
Fermi Inc.FRMI，2026/11/5 申報
- 申報編號
- 0000905148-26-004667
- 申報時間
- 2026/11/5 20:26 ET
- 交易日
- 2026/11/3-11/5
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $1,302 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Neugebauer Toby RCIK 0001098464 | 持股 10% 以上大股東 |
| Melissa A. Neugebauer 2020 TrustCIK 0002088794 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/11/3 | Common Stock | S賣出處分 | −1,281,900 | $2.04F1 | −$2,613,922.29 | 89,907,010 | 間接 | |
| 2026/11/3 | Common Stock | S賣出處分 | −1,281,900 | $2.04F1 | −$2,613,922.29 | 42,077,276 | 間接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −94,000 | $1.99F4 | −$187,511.2 | 89,813,010 | 間接 | |
| 2026/11/5 | Common Stock | S賣出處分 | −5,000,000 | $1.52F5 | −$7,603,000 | 84,813,010 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 above reflects the weighted average sale price of all 2,563,800 shares sold by a broker on November 3, 2026, on behalf of Melissa A. Neugebauer 2020 Trust (the "Trust") and Vicksburg Investments Management LLC. This transaction was executed in multiple trades at prices ranging from $2.00 to $2.085, inclusive. The Reporting Persons (as defined herein) hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $1.99 to $2.005, inclusive. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 4 of this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $1.44 to $1.59, inclusive. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 5 of this Form 4.
表 I 有 1 筆交易的價格引用這則附註。