Neugebauer Toby R's Form 4 filing
Fermi Inc.FRMI · filed Nov 5, 2026
- Accession no.
- 0000905148-26-004667
- Filed
- Nov 5, 2026, 8:26 PM ET
- Trade date
- Nov 3-5, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $13.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neugebauer Toby RCIK 0001098464 | 10% Owner |
| Melissa A. Neugebauer 2020 TrustCIK 0002088794 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2026 | Common Stock | SSaleDisposed | −1,281,900 | $2.04F1 | −$2,613,922.29 | 89,907,010 | Indirect | |
| Nov 3, 2026 | Common Stock | SSaleDisposed | −1,281,900 | $2.04F1 | −$2,613,922.29 | 42,077,276 | Indirect | |
| Nov 4, 2026 | Common Stock | SSaleDisposed | −94,000 | $1.99F4 | −$187,511.2 | 89,813,010 | Indirect | |
| Nov 5, 2026 | Common Stock | SSaleDisposed | −5,000,000 | $1.52F5 | −$7,603,000 | 84,813,010 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 above reflects the weighted average sale price of all 2,563,800 shares sold by a broker on November 3, 2026, on behalf of Melissa A. Neugebauer 2020 Trust (the "Trust") and Vicksburg Investments Management LLC. This transaction was executed in multiple trades at prices ranging from $2.00 to $2.085, inclusive. The Reporting Persons (as defined herein) hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $1.99 to $2.005, inclusive. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 4 of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $1.44 to $1.59, inclusive. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 5 of this Form 4.
Referenced by the price of 1 transaction in Table I.