Adage Capital Partners, L.P. 的 Form 4 申報
GCM Grosvenor Inc.GCMG，2021/7/13 申報
- 申報編號
- 0000902664-21-003495
- 申報時間
- 2021/7/13 15:36 ET
- 交易日
- 2020/11/20-2021/1/7
- 申報延遲
- 235 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 30 筆非衍生性交易。公開市場買進合計 $167.5 萬。公開市場賣出合計 $528.4 萬。交易後 235 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Adage Capital Partners, L.P.CIK 0001163846 | 持股 10% 以上大股東 |
| Adage Capital Partners GP, L.L.C.CIK 0001165408 | 持股 10% 以上大股東 |
| Adage Capital Advisors, L.L.C.CIK 0001403403 | 持股 10% 以上大股東 |
| Atchinson RobertCIK 0001403404 | 持股 10% 以上大股東 |
| Gross PhillipCIK 0001403413 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2020/11/20 | Class A Common Stock, $0.0001 par value Class A Common Stock | P買進取得 | +100 | $9.31 | +$931 | 5,938,610 | 間接 | |
| 2020/11/25 | Class A Common Stock | P買進取得 | +7,688 | $9.50 | +$73,036 | 5,946,298 | 間接 | |
| 2020/11/30 | Class A Common Stock | P買進取得 | +10,000 | $9.47 | +$94,671 | 5,956,298 | 間接 | |
| 2020/12/1 | Class A Common Stock | P買進取得 | +100 | $9.00 | +$900 | 5,956,398 | 間接 | |
| 2020/12/8 | Class A Common Stock | S賣出處分 | −29,768 | $12.56 | −$373,945.62 | 5,926,630 | 間接 | |
| 2020/12/8 | Class A Common Stock | S賣出處分 | −10,218 | $12.53 | −$127,984.54 | 5,916,412 | 間接 | |
| 2020/12/9 | Class A Common Stock | S賣出處分 | −50,000 | $13.51 | −$675,635 | 5,866,412 | 間接 | |
| 2020/12/9 | Class A Common Stock | S賣出處分 | −25,000 | $13.50 | −$337,615 | 5,841,412 | 間接 | |
| 2020/12/9 | Class A Common Stock | P買進處分 | −23,957 | $14.02 | −$335,757.36 | 5,817,455 | 間接 | |
| 2020/12/9 | Class A Common Stock | S賣出處分 | −25,000 | $13.53 | −$338,200 | 5,792,455 | 間接 | |
| 2020/12/9 | Class A Common Stock | S賣出處分 | −25,000 | $13.51 | −$337,740 | 5,767,455 | 間接 | |
| 2020/12/9 | Class A Common Stock | S賣出處分 | −25,000 | $13.79 | −$344,695 | 5,742,455 | 間接 | |
| 2020/12/9 | Class A Common Stock | S賣出處分 | −25,000 | $13.79 | −$344,832.5 | 5,717,455 | 間接 | |
| 2020/12/9 | Class A Common Stock | S賣出處分 | −15,000 | $13.88 | −$208,195.5 | 5,702,455 | 間接 | |
| 2020/12/10 | Class A Common Stock | S賣出取得 | +50,000 | $14.02 | +$700,950 | 5,652,455 | 間接 | |
| 2020/12/10 | Class A Common Stock | S賣出處分 | −25,000 | $13.87 | −$346,685 | 5,627,455 | 間接 | |
| 2020/12/10 | Class A Common Stock | S賣出處分 | −7,121 | $14.17 | −$100,891.04 | 5,620,334 | 間接 | |
| 2020/12/10 | Class A Common Stock | S賣出處分 | −19,382 | $14.10 | −$273,311.4 | 5,600,952 | 間接 | |
| 2020/12/11 | Class A Common Stock | S賣出處分 | −10,300 | $15.03 | −$154,804.88 | 5,590,652 | 間接 | |
| 2020/12/11 | Class A Common Stock | S賣出處分 | −8,380 | $14.66 | −$122,838.23 | 5,582,272 | 間接 | |
| 2020/12/14 | Class A Common Stock | S賣出處分 | −15,000 | $14.03 | −$210,426 | 5,567,272 | 間接 | |
| 2020/12/15 | Class A Common Stock | P買進取得 | +300 | $12.75 | +$3,825 | 5,567,572 | 間接 | |
| 2020/12/16 | Class A Common Stock | P買進取得 | +50,000 | $12.23 | +$611,480 | 5,617,572 | 間接 | |
| 2020/12/16 | Class A Common Stock | P買進取得 | +1,750 | $11.75 | +$20,562.5 | 5,619,322 | 間接 | |
| 2020/12/17 | Class A Common Stock | P買進取得 | +29,629 | $12.25 | +$362,952.29 | 5,648,951 | 間接 | |
| 2020/12/22 | Class A Common Stock | S賣出處分 | −15,000 | $13.68 | −$205,129.5 | 5,633,951 | 間接 | |
| 2020/12/31 | Class A Common Stock | P買進取得 | +10,000 | $13.27 | +$132,733 | 5,643,951 | 間接 | |
| 2021/1/4 | Class A Common Stock | S賣出處分 | −130 | $13.40 | −$1,742.3 | 5,643,821 | 間接 | |
| 2021/1/6 | Class A Common Stock | S賣出處分 | −6,017 | $13.01 | −$78,251.69 | 5,637,804 | 間接 | |
| 2021/1/7 | Class A Common Stock | P買進取得 | +2,913 | $13.01 | +$37,883.86 | 5,640,717 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
這份申報的交易價格沒有引用附註。
備註
The Reporting Persons disgorged to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transactions reported herein.