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Adage Capital Partners, L.P.'s Form 4 filing

GCM Grosvenor Inc. (GCMG) · filed Jul 13, 2021

Accession no.
0000902664-21-003495
Filed
Jul 13, 2021, 3:36 PM ET
Trade date
Nov 20, 2020-Jan 7, 2021
Filing delay
235 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.67M. Open-market sales total $5.28M. It was filed 235 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Adage Capital Partners, L.P.CIK 000116384610% Owner
Adage Capital Partners GP, L.L.C.CIK 000116540810% Owner
Adage Capital Advisors, L.L.C.CIK 000140340310% Owner
Atchinson RobertCIK 000140340410% Owner
Gross PhillipCIK 000140341310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 20, 2020Class A Common Stock, $0.0001 par value Class A Common StockPPurchaseAcquired+100$9.31+$9315,938,610Indirect
Nov 25, 2020Class A Common StockPPurchaseAcquired+7,688$9.50+$73,0365,946,298Indirect
Nov 30, 2020Class A Common StockPPurchaseAcquired+10,000$9.47+$94,6715,956,298Indirect
Dec 1, 2020Class A Common StockPPurchaseAcquired+100$9.00+$9005,956,398Indirect
Dec 8, 2020Class A Common StockSSaleDisposed−29,768$12.56−$373,945.625,926,630Indirect
Dec 8, 2020Class A Common StockSSaleDisposed−10,218$12.53−$127,984.545,916,412Indirect
Dec 9, 2020Class A Common StockSSaleDisposed−50,000$13.51−$675,6355,866,412Indirect
Dec 9, 2020Class A Common StockSSaleDisposed−25,000$13.50−$337,6155,841,412Indirect
Dec 9, 2020Class A Common StockPPurchaseDisposed−23,957$14.02−$335,757.365,817,455Indirect
Dec 9, 2020Class A Common StockSSaleDisposed−25,000$13.53−$338,2005,792,455Indirect
Dec 9, 2020Class A Common StockSSaleDisposed−25,000$13.51−$337,7405,767,455Indirect
Dec 9, 2020Class A Common StockSSaleDisposed−25,000$13.79−$344,6955,742,455Indirect
Dec 9, 2020Class A Common StockSSaleDisposed−25,000$13.79−$344,832.55,717,455Indirect
Dec 9, 2020Class A Common StockSSaleDisposed−15,000$13.88−$208,195.55,702,455Indirect
Dec 10, 2020Class A Common StockSSaleAcquired+50,000$14.02+$700,9505,652,455Indirect
Dec 10, 2020Class A Common StockSSaleDisposed−25,000$13.87−$346,6855,627,455Indirect
Dec 10, 2020Class A Common StockSSaleDisposed−7,121$14.17−$100,891.045,620,334Indirect
Dec 10, 2020Class A Common StockSSaleDisposed−19,382$14.10−$273,311.45,600,952Indirect
Dec 11, 2020Class A Common StockSSaleDisposed−10,300$15.03−$154,804.885,590,652Indirect
Dec 11, 2020Class A Common StockSSaleDisposed−8,380$14.66−$122,838.235,582,272Indirect
Dec 14, 2020Class A Common StockSSaleDisposed−15,000$14.03−$210,4265,567,272Indirect
Dec 15, 2020Class A Common StockPPurchaseAcquired+300$12.75+$3,8255,567,572Indirect
Dec 16, 2020Class A Common StockPPurchaseAcquired+50,000$12.23+$611,4805,617,572Indirect
Dec 16, 2020Class A Common StockPPurchaseAcquired+1,750$11.75+$20,562.55,619,322Indirect
Dec 17, 2020Class A Common StockPPurchaseAcquired+29,629$12.25+$362,952.295,648,951Indirect
Dec 22, 2020Class A Common StockSSaleDisposed−15,000$13.68−$205,129.55,633,951Indirect
Dec 31, 2020Class A Common StockPPurchaseAcquired+10,000$13.27+$132,7335,643,951Indirect
Jan 4, 2021Class A Common StockSSaleDisposed−130$13.40−$1,742.35,643,821Indirect
Jan 6, 2021Class A Common StockSSaleDisposed−6,017$13.01−$78,251.695,637,804Indirect
Jan 7, 2021Class A Common StockPPurchaseAcquired+2,913$13.01+$37,883.865,640,717Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)