Snow Ian Kendell 的 Form 4 申報
Laureate Education, Inc.LAUR，2024/1/5 申報
- 申報編號
- 0000899243-24-000071
- 申報時間
- 2024/1/5 19:42 ET
- 交易日
- 2023/11/14-12/4
- 申報延遲
- 52 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 14 筆非衍生性交易。公開市場賣出合計 $204.3 萬。交易後 52 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Snow Ian KendellCIK 0001406656 | 董事、持股 10% 以上大股東 |
| Snow Phipps Group (RPV), L.P.CIK 0001696654 | 董事、持股 10% 以上大股東 |
| Snow Phipps Group (Offshore), L.P.CIK 0001696660 | 董事、持股 10% 以上大股東 |
| SPG Co-Investment, L.P.CIK 0001696702 | 董事、持股 10% 以上大股東 |
| Snow Phipps Group (B), L.P.CIK 0001696783 | 董事、持股 10% 以上大股東 |
| Snow Phipps Group, L.P.CIK 0001696790 | 董事、持股 10% 以上大股東 |
| Snow Phipps Group, LLCCIK 0001698661 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/14 | Common Stock | S賣出處分 | −36,622 | $13.38F1 | −$489,892.49 | 2,805,213 | 間接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −9,226 | $13.31F2 | −$122,805.44 | 2,795,987 | 間接 | |
| 2023/11/16 | Common Stock | S賣出處分 | −5,015 | $13.25F3 | −$66,472.82 | 2,790,972 | 間接 | |
| 2023/11/17 | Common Stock | S賣出處分 | −3,824 | $13.26F4 | −$50,695.15 | 2,787,148 | 間接 | |
| 2023/11/20 | Common Stock | S賣出處分 | −90 | $13.27 | −$1,194.3 | 2,787,058 | 間接 | |
| 2023/11/21 | Common Stock | S賣出處分 | −18,635 | $13.28F5 | −$247,444.85 | 2,768,423 | 間接 | |
| 2023/11/22 | Common Stock | S賣出處分 | −24,480 | $13.34F6 | −$326,617.06 | 2,743,943 | 間接 | |
| 2023/11/24 | Common Stock | S賣出處分 | −11,550 | $13.28F7 | −$153,420.96 | 2,732,393 | 間接 | |
| 2023/11/27 | Common Stock | S賣出處分 | −23,648 | $13.27F8 | −$313,898.82 | 2,708,745 | 間接 | |
| 2023/11/28 | Common Stock | S賣出處分 | −985 | $13.26F9 | −$13,059.72 | 2,707,760 | 間接 | |
| 2023/11/29 | Common Stock | S賣出處分 | −358 | $13.26F10 | −$4,746.19 | 2,707,402 | 間接 | |
| 2023/11/30 | Common Stock | S賣出處分 | −442 | $13.25F11 | −$5,856.59 | 2,706,960 | 間接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −18,395 | $13.28F12 | −$244,202.82 | 2,688,565 | 間接 | |
| 2023/12/4 | Common Stock | S賣出處分 | −179 | $13.25 | −$2,371.75 | 2,688,386 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed by Wengen Alberta, Limited Partnership ("Wengen") in multiple trades at prices ranging from $13.270 to $13.435 on November 14, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed by Wengen in multiple trades at prices ranging from $13.150 to $13.480 on November 15, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.265 on November 16, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.275 on November 17, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.325 on November 21, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed by Wengen in multiple trades at prices ranging from $13.270 to $13.415 on November 22, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.325 on November 24, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.335 on November 27, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.275 on November 28, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.270 on November 29, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.255 on November 30, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.330 on December 1, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
Exhibit 99.1 - Joint Filer Information and Signatures, incorporated herein by reference.