Snow Ian Kendell's Form 4 filing
Laureate Education, Inc.LAUR · filed Jan 5, 2024
- Accession no.
- 0000899243-24-000071
- Filed
- Jan 5, 2024, 7:42 PM ET
- Trade date
- Nov 14-Dec 4, 2023
- Filing delay
- 52 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 14 non-derivative transactions. Open-market sales total $2.04M. It was filed 52 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Snow Ian KendellCIK 0001406656 | Director, 10% Owner |
| Snow Phipps Group (RPV), L.P.CIK 0001696654 | Director, 10% Owner |
| Snow Phipps Group (Offshore), L.P.CIK 0001696660 | Director, 10% Owner |
| SPG Co-Investment, L.P.CIK 0001696702 | Director, 10% Owner |
| Snow Phipps Group (B), L.P.CIK 0001696783 | Director, 10% Owner |
| Snow Phipps Group, L.P.CIK 0001696790 | Director, 10% Owner |
| Snow Phipps Group, LLCCIK 0001698661 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | SSaleDisposed | −36,622 | $13.38F1 | −$489,892.49 | 2,805,213 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −9,226 | $13.31F2 | −$122,805.44 | 2,795,987 | Indirect | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −5,015 | $13.25F3 | −$66,472.82 | 2,790,972 | Indirect | |
| Nov 17, 2023 | Common Stock | SSaleDisposed | −3,824 | $13.26F4 | −$50,695.15 | 2,787,148 | Indirect | |
| Nov 20, 2023 | Common Stock | SSaleDisposed | −90 | $13.27 | −$1,194.3 | 2,787,058 | Indirect | |
| Nov 21, 2023 | Common Stock | SSaleDisposed | −18,635 | $13.28F5 | −$247,444.85 | 2,768,423 | Indirect | |
| Nov 22, 2023 | Common Stock | SSaleDisposed | −24,480 | $13.34F6 | −$326,617.06 | 2,743,943 | Indirect | |
| Nov 24, 2023 | Common Stock | SSaleDisposed | −11,550 | $13.28F7 | −$153,420.96 | 2,732,393 | Indirect | |
| Nov 27, 2023 | Common Stock | SSaleDisposed | −23,648 | $13.27F8 | −$313,898.82 | 2,708,745 | Indirect | |
| Nov 28, 2023 | Common Stock | SSaleDisposed | −985 | $13.26F9 | −$13,059.72 | 2,707,760 | Indirect | |
| Nov 29, 2023 | Common Stock | SSaleDisposed | −358 | $13.26F10 | −$4,746.19 | 2,707,402 | Indirect | |
| Nov 30, 2023 | Common Stock | SSaleDisposed | −442 | $13.25F11 | −$5,856.59 | 2,706,960 | Indirect | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −18,395 | $13.28F12 | −$244,202.82 | 2,688,565 | Indirect | |
| Dec 4, 2023 | Common Stock | SSaleDisposed | −179 | $13.25 | −$2,371.75 | 2,688,386 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed by Wengen Alberta, Limited Partnership ("Wengen") in multiple trades at prices ranging from $13.270 to $13.435 on November 14, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed by Wengen in multiple trades at prices ranging from $13.150 to $13.480 on November 15, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.265 on November 16, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.275 on November 17, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.325 on November 21, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed by Wengen in multiple trades at prices ranging from $13.270 to $13.415 on November 22, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.325 on November 24, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.335 on November 27, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.275 on November 28, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.270 on November 29, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.255 on November 30, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed by Wengen in multiple trades at prices ranging from $13.250 to $13.330 on December 1, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 99.1 - Joint Filer Information and Signatures, incorporated herein by reference.