Graham Ian T. 的 Form 4 申報

Ferguson Enterprises Inc.（FERG），2023/10/18 申報

申報編號: 0000899243-23-020004
申報時間: 2023/10/18
交易日: 2023/10/16-10/17
申報延遲: 2 天
10b5-1 計畫: 沒有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 14 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $184.4 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Graham Ian T.CIK 0001984156	高階主管（法務長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2023/10/16	Ordinary Shares	M行使選擇權取得	+1,877	–^F1	–	6,928	直接
2023/10/16	Ordinary Shares	A公司授予取得	+8,763	–^F2	–	15,691	直接
2023/10/16	Ordinary Shares	A公司授予取得	+1,360	–^F3	–	17,051	直接
2023/10/16	Ordinary Shares	S賣出處分	−219.13	$165.00^F5,F6	−$36,156.45	16,831.87	直接
2023/10/16	Ordinary Shares	S賣出處分	−171.68	$165.89^F5,F7	−$28,480	16,660.19	直接
2023/10/16	Ordinary Shares	S賣出處分	−595.92	$166.86^F5,F8	−$99,435.21	16,064.27	直接
2023/10/16	Ordinary Shares	S賣出處分	−34.91	$167.60^F5,F9	−$5,850.92	16,029.36	直接
2023/10/16	Ordinary Shares	S賣出處分	−1,753.67	$163.44^F5,F10	−$286,619.82	14,275.69	直接
2023/10/16	Ordinary Shares	S賣出處分	−5,555.23	$164.36^F5,F11	−$913,057.6	8,720.46	直接
2023/10/16	Ordinary Shares	S賣出處分	−1,363.82	$165.38^F5,F12	−$225,548.55	7,356.64	直接
2023/10/16	Ordinary Shares	S賣出處分	−1,115.5	$166.11^F5,F13	−$185,295.71	6,241.14	直接
2023/10/17	Ordinary Shares	S賣出處分	−200.73	$164.51^F5,F14	−$33,022.09	6,040.41	直接
2023/10/17	Ordinary Shares	S賣出處分	−181.5	$165.40^F5,F15	−$30,020.1	5,858.91	直接
2023/10/17	Ordinary Shares	S賣出處分	−4.91	$166.08^F16,F17	−$815.45	5,854	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2023/10/16	Ordinary Shares	M行使選擇權處分	−1,877	–^F1	–	0	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The Ordinary Shares were received in settlement of a Conditional Share Award that vested on October 16, 2023.

表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。

The Ordinary Shares were received in settlement of an October 16, 2020 grant under the Ferguson Group Performance Ordinary Share Plan 2019, pursuant to certification of performance on September 20, 2023 by the Compensation Committee.

表 I 有 1 筆交易的價格引用這則附註。

The Ordinary Shares were received in settlement of an October 16, 2020 grant under The Ferguson Group Long Term Incentive Plan 2019, pursuant to certification of performance on September 20, 2023 by the Compensation Committee.

表 I 有 1 筆交易的價格引用這則附註。

The reported price represents the volume-weighted average price ("VWAP") of shares sold. Full information regarding the number of Ordinary Shares sold at each separate price in the ranges reflected in footnotes 6 through 15 will be provided to the SEC, the Issuer or its shareholders upon request.

表 I 有 10 筆交易的價格引用這則附註。

The reported price represents the VWAP of shares sold on the London Stock Exchange (the "LSE"). Sale prices for the reported transaction reported ranged between $164.366 and $165.344, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the 1.2216 to 1.00 exchange rate on the initial transaction date of October 16, 2023 (the "Applicable Exchange Rate").

表 I 有 1 筆交易的價格引用這則附註。

The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $165.405 and $166.382, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.

表 I 有 1 筆交易的價格引用這則附註。

The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $166.443 and $167.420, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.

表 I 有 1 筆交易的價格引用這則附註。

The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $167.481 and $167.909, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.

表 I 有 1 筆交易的價格引用這則附註。

F10

The reported price represents the VWAP of shares sold on the New York Stock Exchange (the "NYSE"). Sale prices for the reported transaction reported ranged between $162.830 and $163.820, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F11

The reported price represents the VWAP of shares sold on the NYSE. Sale prices for the reported transaction reported ranged between $163.830 and $164.820, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F12

The reported price represents the VWAP of shares sold on the NYSE. Sale prices for the reported transaction reported ranged between $164.835 and $165.833, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F13

The reported price represents the VWAP of shares sold on the NYSE. Sale prices for the reported transaction reported ranged between $165.835 and $166.515, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F14

The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $164.000 and $164.977, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.

表 I 有 1 筆交易的價格引用這則附註。

F15

The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $165.038 and $166.015, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.

表 I 有 1 筆交易的價格引用這則附註。

F16

The reported shares were each sold at $166.077 on the LSE, with such price converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.

表 I 有 1 筆交易的價格引用這則附註。

F17

The number of shares reflected in this transaction as well as in each of the transactions reported in this statement represent rounded numbers of shares. In this regard, the amount reported as sold in this transaction includes an additional 1.57 shares which represent the aggregate of the fractional shares sold in the above reported transactions. Due to the rounded number of shares reflected herein, the sale of each fractional share could not be reflected in the applicable transaction to which it relates.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）