Graham Ian T.'s Form 4 filing
Ferguson Enterprises Inc. (FERG) · filed Oct 18, 2023
- Accession no.
- 0000899243-23-020004
- Filed
- Oct 18, 2023
- Trade date
- Oct 16-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 14 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.84M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graham Ian T.CIK 0001984156 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Ordinary Shares | MOption exerciseAcquired | +1,877 | –F1 | – | 6,928 | Direct | |
| Oct 16, 2023 | Ordinary Shares | AGrant or awardAcquired | +8,763 | –F2 | – | 15,691 | Direct | |
| Oct 16, 2023 | Ordinary Shares | AGrant or awardAcquired | +1,360 | –F3 | – | 17,051 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −219.13 | $165.00F5,F6 | −$36,156.45 | 16,831.87 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −171.68 | $165.89F5,F7 | −$28,480 | 16,660.19 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −595.92 | $166.86F5,F8 | −$99,435.21 | 16,064.27 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −34.91 | $167.60F5,F9 | −$5,850.92 | 16,029.36 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −1,753.67 | $163.44F5,F10 | −$286,619.82 | 14,275.69 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −5,555.23 | $164.36F5,F11 | −$913,057.6 | 8,720.46 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −1,363.82 | $165.38F5,F12 | −$225,548.55 | 7,356.64 | Direct | |
| Oct 16, 2023 | Ordinary Shares | SSaleDisposed | −1,115.5 | $166.11F5,F13 | −$185,295.71 | 6,241.14 | Direct | |
| Oct 17, 2023 | Ordinary Shares | SSaleDisposed | −200.73 | $164.51F5,F14 | −$33,022.09 | 6,040.41 | Direct | |
| Oct 17, 2023 | Ordinary Shares | SSaleDisposed | −181.5 | $165.40F5,F15 | −$30,020.1 | 5,858.91 | Direct | |
| Oct 17, 2023 | Ordinary Shares | SSaleDisposed | −4.91 | $166.08F16,F17 | −$815.45 | 5,854 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 | Ordinary Shares | MOption exerciseDisposed | −1,877 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Ordinary Shares were received in settlement of a Conditional Share Award that vested on October 16, 2023.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
The Ordinary Shares were received in settlement of an October 16, 2020 grant under the Ferguson Group Performance Ordinary Share Plan 2019, pursuant to certification of performance on September 20, 2023 by the Compensation Committee.
Referenced by the price of 1 transaction in Table I.
- F3
The Ordinary Shares were received in settlement of an October 16, 2020 grant under The Ferguson Group Long Term Incentive Plan 2019, pursuant to certification of performance on September 20, 2023 by the Compensation Committee.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price represents the volume-weighted average price ("VWAP") of shares sold. Full information regarding the number of Ordinary Shares sold at each separate price in the ranges reflected in footnotes 6 through 15 will be provided to the SEC, the Issuer or its shareholders upon request.
Referenced by the price of 10 transactions in Table I.
- F6
The reported price represents the VWAP of shares sold on the London Stock Exchange (the "LSE"). Sale prices for the reported transaction reported ranged between $164.366 and $165.344, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the 1.2216 to 1.00 exchange rate on the initial transaction date of October 16, 2023 (the "Applicable Exchange Rate").
Referenced by the price of 1 transaction in Table I.
- F7
The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $165.405 and $166.382, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.
Referenced by the price of 1 transaction in Table I.
- F8
The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $166.443 and $167.420, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.
Referenced by the price of 1 transaction in Table I.
- F9
The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $167.481 and $167.909, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.
Referenced by the price of 1 transaction in Table I.
- F10
The reported price represents the VWAP of shares sold on the New York Stock Exchange (the "NYSE"). Sale prices for the reported transaction reported ranged between $162.830 and $163.820, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The reported price represents the VWAP of shares sold on the NYSE. Sale prices for the reported transaction reported ranged between $163.830 and $164.820, inclusive.
Referenced by the price of 1 transaction in Table I.
- F12
The reported price represents the VWAP of shares sold on the NYSE. Sale prices for the reported transaction reported ranged between $164.835 and $165.833, inclusive.
Referenced by the price of 1 transaction in Table I.
- F13
The reported price represents the VWAP of shares sold on the NYSE. Sale prices for the reported transaction reported ranged between $165.835 and $166.515, inclusive.
Referenced by the price of 1 transaction in Table I.
- F14
The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $164.000 and $164.977, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.
Referenced by the price of 1 transaction in Table I.
- F15
The reported price represents the VWAP of shares sold on the LSE. Sale prices for the reported transaction reported ranged between $165.038 and $166.015, inclusive, with such prices and VWAP each converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.
Referenced by the price of 1 transaction in Table I.
- F16
The reported shares were each sold at $166.077 on the LSE, with such price converted from British Pounds to U.S. Dollars based on the Applicable Exchange Rate.
Referenced by the price of 1 transaction in Table I.
- F17
The number of shares reflected in this transaction as well as in each of the transactions reported in this statement represent rounded numbers of shares. In this regard, the amount reported as sold in this transaction includes an additional 1.57 shares which represent the aggregate of the fractional shares sold in the above reported transactions. Due to the rounded number of shares reflected herein, the sale of each fractional share could not be reflected in the applicable transaction to which it relates.
Referenced by the price of 1 transaction in Table I.