Welch Daniel G 的 Form 4 申報
Seagen Inc.SGEN，2023/5/3 申報
- 申報編號
- 0000899243-23-012178
- 申報時間
- 2023/5/3
- 交易日
- 2023/5/1-5/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $540.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Welch Daniel GCIK 0001206199 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/1 | Common Stock | M行使選擇權取得 | +5,150 | $64.38 | +$331,557 | 12,049 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −5,150 | $200.04F3 | −$1,030,206 | 6,899 | 直接 | |
| 2023/5/1 | Common Stock | M行使選擇權取得 | +1,990 | $56.77 | +$112,972.3 | 8,889 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −1,990 | $200.12F4 | −$398,238.8 | 6,899 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −295 | $200.06F5 | −$59,017.7 | 6,604 | 直接 | |
| 2023/5/1 | Common Stock | S賣出處分 | −4,890 | $200.06F6 | −$978,293.4 | 18,170 | 間接 | |
| 2023/5/2 | Common Stock | M行使選擇權取得 | +1,888 | $64.38 | +$121,549.44 | 8,492 | 直接 | |
| 2023/5/2 | Common Stock | S賣出處分 | −1,888 | $200.05F7 | −$377,694.4 | 6,604 | 直接 | |
| 2023/5/2 | Common Stock | M行使選擇權取得 | +3,171 | $160.33 | +$508,406.43 | 9,775 | 直接 | |
| 2023/5/2 | Common Stock | S賣出處分 | −3,171 | $200.05F8 | −$634,358.55 | 6,604 | 直接 | |
| 2023/5/2 | Common Stock | M行使選擇權取得 | +3,462 | $147.50 | +$510,645 | 10,066 | 直接 | |
| 2023/5/2 | Common Stock | S賣出處分 | −3,462 | $200.10F9 | −$692,746.2 | 6,604 | 直接 | |
| 2023/5/2 | Common Stock | S賣出處分 | −351 | $200.07F10 | −$70,224.57 | 6,253 | 直接 | |
| 2023/5/2 | Common Stock | S賣出處分 | −5,835 | $200.07F10 | −$1,167,408.45 | 12,335 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/1 | Common Stock | M行使選擇權處分 | −1,990 | $0.00 | $0 | 0 | 直接 | |
| 2023/5/1 | Common Stock | M行使選擇權處分 | −5,150 | $0.00 | $0 | 1,888 | 直接 | |
| 2023/5/2 | Common Stock | M行使選擇權處分 | −1,888 | $0.00 | $0 | 0 | 直接 | |
| 2023/5/2 | Common Stock | M行使選擇權處分 | −3,171 | $0.00 | $0 | 0 | 直接 | |
| 2023/5/2 | Common Stock | M行使選擇權處分 | −3,462 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.06. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.03 to $200.41. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.41. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.43. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.08. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.05 to $200.16. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.16 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 2 筆交易的價格引用這則附註。