Welch Daniel G's Form 4 filing
Seagen Inc.SGEN · filed May 3, 2023
- Accession no.
- 0000899243-23-012178
- Filed
- May 3, 2023
- Trade date
- May 1-2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 14 non-derivative transactions and 5 derivative transactions. Open-market sales total $5.41M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Welch Daniel GCIK 0001206199 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | MOption exerciseAcquired | +5,150 | $64.38 | +$331,557 | 12,049 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −5,150 | $200.04F3 | −$1,030,206 | 6,899 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseAcquired | +1,990 | $56.77 | +$112,972.3 | 8,889 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −1,990 | $200.12F4 | −$398,238.8 | 6,899 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −295 | $200.06F5 | −$59,017.7 | 6,604 | Direct | |
| May 1, 2023 | Common Stock | SSaleDisposed | −4,890 | $200.06F6 | −$978,293.4 | 18,170 | Indirect | |
| May 2, 2023 | Common Stock | MOption exerciseAcquired | +1,888 | $64.38 | +$121,549.44 | 8,492 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −1,888 | $200.05F7 | −$377,694.4 | 6,604 | Direct | |
| May 2, 2023 | Common Stock | MOption exerciseAcquired | +3,171 | $160.33 | +$508,406.43 | 9,775 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −3,171 | $200.05F8 | −$634,358.55 | 6,604 | Direct | |
| May 2, 2023 | Common Stock | MOption exerciseAcquired | +3,462 | $147.50 | +$510,645 | 10,066 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −3,462 | $200.10F9 | −$692,746.2 | 6,604 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −351 | $200.07F10 | −$70,224.57 | 6,253 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −5,835 | $200.07F10 | −$1,167,408.45 | 12,335 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | MOption exerciseDisposed | −1,990 | $0.00 | $0 | 0 | Direct | |
| May 1, 2023 | Common Stock | MOption exerciseDisposed | −5,150 | $0.00 | $0 | 1,888 | Direct | |
| May 2, 2023 | Common Stock | MOption exerciseDisposed | −1,888 | $0.00 | $0 | 0 | Direct | |
| May 2, 2023 | Common Stock | MOption exerciseDisposed | −3,171 | $0.00 | $0 | 0 | Direct | |
| May 2, 2023 | Common Stock | MOption exerciseDisposed | −3,462 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.06. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.03 to $200.41. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.41. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.43. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.08. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.05 to $200.16. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F10
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.16 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 2 transactions in Table I.