Bernhard James M Jr 的 Form 4 申報
Charah Solutions, Inc.CHRA，2022/11/22 申報
- 申報編號
- 0000899243-22-036829
- 申報時間
- 2022/11/22 21:32 ET
- 交易日
- 2002/11/22-2022/11/21
- 申報延遲
- 7,305 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場買進合計 $43.9 萬。交易後 7305 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bernhard James M JrCIK 0000940082 | 持股 10% 以上大股東 |
| BCP Energy Services Fund, LPCIK 0001620882 | 持股 10% 以上大股東 |
| BCP Energy Services Fund-A, LPCIK 0001620883 | 持股 10% 以上大股東 |
| Charah Holdings LPCIK 0001743465 | 持股 10% 以上大股東 |
| Charah Holdings GP LLCCIK 0001743505 | 持股 10% 以上大股東 |
| BCP Energy Services Fund UGP, LLCCIK 0001743507 | 持股 10% 以上大股東 |
| BCP Energy Services Fund GP, LPCIK 0001743508 | 持股 10% 以上大股東 |
| Jenkins Jeffrey ScottCIK 0001743809 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/21 | Common Stock | P買進取得 | +47,707 | $0.76F6 | +$36,257.32 | 3,009,381 | 間接 | |
| 2022/11/21 | Common Stock | P買進取得 | +118,656 | $0.76F6 | +$90,178.56 | 7,484,926 | 間接 | |
| 2022/11/21 | Common Stock | P買進取得 | +85,637 | $0.76F6 | +$65,084.12 | 5,402,038 | 間接 | |
| 2002/11/22 | Common Stock | P買進取得 | +45,435 | $1.03F8 | +$46,798.05 | 3,054,816 | 間接 | |
| 2002/11/22 | Common Stock | P買進取得 | +113,006 | $1.03F8 | +$116,396.18 | 7,597,932 | 間接 | |
| 2002/11/22 | Common Stock | P買進取得 | +81,559 | $1.03F8 | +$84,005.77 | 5,483,597 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.68 to $0.90, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
表 I 有 3 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.91 to $1.05, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
表 I 有 3 筆交易的價格引用這則附註。
備註
Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are parties to a Stockholders' Agreement (the "Stockholders' Agreement"), pursuant to which Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A have the right to nominate designees to the Board of Directors of the Issuer, subject to ownership thresholds set forth in the Stockholders' Agreement. As a result, each Reporting Person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. In addition, the Reporting Persons may be deemed to be members of a group holding over 10% of the outstanding common stock of the Issuer for the purposes of Section 13(d)(3) of the Exchange Act.