Bernhard James M Jr's Form 4 filing
Charah Solutions, Inc.CHRA · filed Nov 22, 2022
- Accession no.
- 0000899243-22-036829
- Filed
- Nov 22, 2022, 9:32 PM ET
- Trade date
- Nov 22, 2002-Nov 21, 2022
- Filing delay
- 7,305 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $438.7K. It was filed 7305 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bernhard James M JrCIK 0000940082 | 10% Owner |
| BCP Energy Services Fund, LPCIK 0001620882 | 10% Owner |
| BCP Energy Services Fund-A, LPCIK 0001620883 | 10% Owner |
| Charah Holdings LPCIK 0001743465 | 10% Owner |
| Charah Holdings GP LLCCIK 0001743505 | 10% Owner |
| BCP Energy Services Fund UGP, LLCCIK 0001743507 | 10% Owner |
| BCP Energy Services Fund GP, LPCIK 0001743508 | 10% Owner |
| Jenkins Jeffrey ScottCIK 0001743809 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2022 | Common Stock | PPurchaseAcquired | +47,707 | $0.76F6 | +$36,257.32 | 3,009,381 | Indirect | |
| Nov 21, 2022 | Common Stock | PPurchaseAcquired | +118,656 | $0.76F6 | +$90,178.56 | 7,484,926 | Indirect | |
| Nov 21, 2022 | Common Stock | PPurchaseAcquired | +85,637 | $0.76F6 | +$65,084.12 | 5,402,038 | Indirect | |
| Nov 22, 2002 | Common Stock | PPurchaseAcquired | +45,435 | $1.03F8 | +$46,798.05 | 3,054,816 | Indirect | |
| Nov 22, 2002 | Common Stock | PPurchaseAcquired | +113,006 | $1.03F8 | +$116,396.18 | 7,597,932 | Indirect | |
| Nov 22, 2002 | Common Stock | PPurchaseAcquired | +81,559 | $1.03F8 | +$84,005.77 | 5,483,597 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.68 to $0.90, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 3 transactions in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.91 to $1.05, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 3 transactions in Table I.
Remarks
Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are parties to a Stockholders' Agreement (the "Stockholders' Agreement"), pursuant to which Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A have the right to nominate designees to the Board of Directors of the Issuer, subject to ownership thresholds set forth in the Stockholders' Agreement. As a result, each Reporting Person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. In addition, the Reporting Persons may be deemed to be members of a group holding over 10% of the outstanding common stock of the Issuer for the purposes of Section 13(d)(3) of the Exchange Act.