Yucca (Jersey) SLP 的 Form 4 申報
Robinhood Markets, Inc.（HOOD），2022/8/9 申報
- 申報編號
- 0000899243-22-028159
- 申報時間
- 2022/8/9 19:07 ET
- 交易日
- 2022/8/5
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $41.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Yucca (Jersey) SLPCIK 0001591294 | 持股 10% 以上大股東 |
| Index Ventures Growth III (Jersey), L.P.CIK 0001638260 | 持股 10% 以上大股東 |
| Index Ventures VI (Jersey) LPCIK 0001754862 | 持股 10% 以上大股東 |
| Index Ventures VI Parallel Entrepreneur Fund (Jersey) LPCIK 0001754871 | 持股 10% 以上大股東 |
| Index Venture Associates VI LtdCIK 0001755035 | 持股 10% 以上大股東 |
| Index Venture Growth Associates III LtdCIK 0001785453 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/5 | Class A Common Stock | J其他處分 | −7,002,208 | $0.00F1 | $0 | 63,019,872 | 直接 | |
| 2022/8/5 | Class A Common Stock | J其他處分 | −141,348 | $0.00F3 | $0 | 1,272,032 | 間接 | |
| 2022/8/5 | Class A Common Stock | J其他處分 | −1,785,889 | $0.00F1,F3 | $0 | 0 | 間接 | |
| 2022/8/5 | Class A Common Stock | J其他處分 | −1,029,652 | $0.00F6 | $0 | 9,266,868 | 間接 | |
| 2022/8/5 | Class A Common Stock | J其他處分 | −253,835 | $0.00F6 | $0 | 3,578 | 間接 | |
| 2022/8/5 | Class A Common Stock | S賣出處分 | −3,578 | $10.52F9 | −$37,646.28 | 0 | 間接 | |
| 2022/8/5 | Class A Common Stock | J其他處分 | −70,207 | $0.00F10 | $0 | 1,048,797 | 間接 | |
| 2022/8/5 | Class A Common Stock | S賣出處分 | −35,895 | $10.52F9 | −$377,672.83 | 1,012,902 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On August 5, 2022, Index Ventures VI (Jersey) L.P. ("Index VI") distributed in-kind, without consideration, 7,002,208 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Index Venture Associates VI Limited ("IVA VI"), in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On the same date, IVA VI distributed in-kind, without consideration, 1,750,552 shares of Class A Common Stock received in the Index VI distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F3
On August 5, 2022, Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel") distributed in-kind, without consideration, 141,348 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, IVA VI, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVA VI distributed in-kind, without consideration, 35,337 shares of Class A Common Stock received in the Index VI Parallel distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F6
On August 5, 2022, Index Ventures Growth III (Jersey) L.P. ("Index Growth III") distributed in-kind, without consideration, 1,029,652 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Index Venture Growth Associates III Limited ("IVGA III"), in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVGA III distributed in-kind, without consideration, 253,835 shares of Class A Common Stock received in the Index Growth III distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F9
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.28 - $10.60. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。
- F10
On August 5, 2022, Yucca (Jersey) SLP ("Yucca") distributed in-kind, without consideration, 70,207 shares of Class A Common Stock pro-rata to its partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 1 筆交易的價格引用這則附註。