Yucca (Jersey) SLP's Form 4 filing
Robinhood Markets, Inc. (HOOD) · filed Aug 9, 2022
- Accession no.
- 0000899243-22-028159
- Filed
- Aug 9, 2022, 7:07 PM ET
- Trade date
- Aug 5, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $415.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yucca (Jersey) SLPCIK 0001591294 | 10% Owner |
| Index Ventures Growth III (Jersey), L.P.CIK 0001638260 | 10% Owner |
| Index Ventures VI (Jersey) LPCIK 0001754862 | 10% Owner |
| Index Ventures VI Parallel Entrepreneur Fund (Jersey) LPCIK 0001754871 | 10% Owner |
| Index Venture Associates VI LtdCIK 0001755035 | 10% Owner |
| Index Venture Growth Associates III LtdCIK 0001785453 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2022 | Class A Common Stock | JOtherDisposed | −7,002,208 | $0.00F1 | $0 | 63,019,872 | Direct | |
| Aug 5, 2022 | Class A Common Stock | JOtherDisposed | −141,348 | $0.00F3 | $0 | 1,272,032 | Indirect | |
| Aug 5, 2022 | Class A Common Stock | JOtherDisposed | −1,785,889 | $0.00F1,F3 | $0 | 0 | Indirect | |
| Aug 5, 2022 | Class A Common Stock | JOtherDisposed | −1,029,652 | $0.00F6 | $0 | 9,266,868 | Indirect | |
| Aug 5, 2022 | Class A Common Stock | JOtherDisposed | −253,835 | $0.00F6 | $0 | 3,578 | Indirect | |
| Aug 5, 2022 | Class A Common Stock | SSaleDisposed | −3,578 | $10.52F9 | −$37,646.28 | 0 | Indirect | |
| Aug 5, 2022 | Class A Common Stock | JOtherDisposed | −70,207 | $0.00F10 | $0 | 1,048,797 | Indirect | |
| Aug 5, 2022 | Class A Common Stock | SSaleDisposed | −35,895 | $10.52F9 | −$377,672.83 | 1,012,902 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On August 5, 2022, Index Ventures VI (Jersey) L.P. ("Index VI") distributed in-kind, without consideration, 7,002,208 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Index Venture Associates VI Limited ("IVA VI"), in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). On the same date, IVA VI distributed in-kind, without consideration, 1,750,552 shares of Class A Common Stock received in the Index VI distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
Referenced by the price of 2 transactions in Table I.
- F3
On August 5, 2022, Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. ("Index VI Parallel") distributed in-kind, without consideration, 141,348 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, IVA VI, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVA VI distributed in-kind, without consideration, 35,337 shares of Class A Common Stock received in the Index VI Parallel distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
Referenced by the price of 2 transactions in Table I.
- F6
On August 5, 2022, Index Ventures Growth III (Jersey) L.P. ("Index Growth III") distributed in-kind, without consideration, 1,029,652 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Index Venture Growth Associates III Limited ("IVGA III"), in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act. On the same date, IVGA III distributed in-kind, without consideration, 253,835 shares of Class A Common Stock received in the Index Growth III distribution pro-rata to its shareholders, in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
Referenced by the price of 2 transactions in Table I.
- F9
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.28 - $10.60. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F10
On August 5, 2022, Yucca (Jersey) SLP ("Yucca") distributed in-kind, without consideration, 70,207 shares of Class A Common Stock pro-rata to its partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
Referenced by the price of 1 transaction in Table I.