Siegall Clay B 的 Form 4 申報
Seagen Inc.（SGEN），2022/4/8 申報
- 申報編號
- 0000899243-22-014397
- 申報時間
- 2022/4/8
- 交易日
- 2022/4/7
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、7 筆衍生性交易。公開市場賣出合計 $262.9 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siegall Clay BCIK 0001167496 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/7 | Common Stock | M行使選擇權取得 | +1,649 | $26.10 | +$43,038.9 | 669,594 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −1,649 | $151.42F3 | −$249,691.58 | 667,945 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權取得 | +2,100 | $26.10 | +$54,810 | 670,045 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −2,100 | $152.59F4 | −$320,439 | 667,945 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權取得 | +4,692 | $26.10 | +$122,461.2 | 672,637 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −4,692 | $153.38F5 | −$719,658.96 | 667,945 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權取得 | +2,400 | $26.10 | +$62,640 | 670,345 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −2,400 | $154.36F6 | −$370,464 | 667,945 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權取得 | +3,828 | $26.10 | +$99,910.8 | 671,773 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −3,828 | $155.83F7 | −$596,517.24 | 667,945 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權取得 | +1,900 | $26.10 | +$49,590 | 669,845 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −1,900 | $156.48F8 | −$297,312 | 667,945 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權取得 | +474 | $26.10 | +$12,371.4 | 668,419 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −474 | $157.23F9 | −$74,527.02 | 667,945 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/7 | Common Stock | M行使選擇權處分 | −1,649 | $0.00 | $0 | 83,566 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權處分 | −2,100 | $0.00 | $0 | 81,466 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權處分 | −4,692 | $0.00 | $0 | 76,774 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權處分 | −2,400 | $0.00 | $0 | 74,374 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權處分 | −3,828 | $0.00 | $0 | 70,546 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權處分 | −1,900 | $0.00 | $0 | 68,646 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權處分 | −474 | $0.00 | $0 | 68,172 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $150.90 to $151.86. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $151.98 to $152.92. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $153.00 to $153.94. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $154.03 to $154.97. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $155.14 to $156.13. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $156.15 to $157.10. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $157.17 to $157.28. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。