Siegall Clay B's Form 4 filing
Seagen Inc. (SGEN) · filed Apr 8, 2022
- Accession no.
- 0000899243-22-014397
- Filed
- Apr 8, 2022
- Trade date
- Apr 7, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 7 derivative transactions. Open-market sales total $2.63M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siegall Clay BCIK 0001167496 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 7, 2022 | Common Stock | MOption exerciseAcquired | +1,649 | $26.10 | +$43,038.9 | 669,594 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −1,649 | $151.42F3 | −$249,691.58 | 667,945 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseAcquired | +2,100 | $26.10 | +$54,810 | 670,045 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −2,100 | $152.59F4 | −$320,439 | 667,945 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseAcquired | +4,692 | $26.10 | +$122,461.2 | 672,637 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −4,692 | $153.38F5 | −$719,658.96 | 667,945 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseAcquired | +2,400 | $26.10 | +$62,640 | 670,345 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −2,400 | $154.36F6 | −$370,464 | 667,945 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseAcquired | +3,828 | $26.10 | +$99,910.8 | 671,773 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −3,828 | $155.83F7 | −$596,517.24 | 667,945 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseAcquired | +1,900 | $26.10 | +$49,590 | 669,845 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −1,900 | $156.48F8 | −$297,312 | 667,945 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseAcquired | +474 | $26.10 | +$12,371.4 | 668,419 | Direct | |
| Apr 7, 2022 | Common Stock | SSaleDisposed | −474 | $157.23F9 | −$74,527.02 | 667,945 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 7, 2022 | Common Stock | MOption exerciseDisposed | −1,649 | $0.00 | $0 | 83,566 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseDisposed | −2,100 | $0.00 | $0 | 81,466 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseDisposed | −4,692 | $0.00 | $0 | 76,774 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseDisposed | −2,400 | $0.00 | $0 | 74,374 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseDisposed | −3,828 | $0.00 | $0 | 70,546 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseDisposed | −1,900 | $0.00 | $0 | 68,646 | Direct | |
| Apr 7, 2022 | Common Stock | MOption exerciseDisposed | −474 | $0.00 | $0 | 68,172 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $150.90 to $151.86. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $151.98 to $152.92. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $153.00 to $153.94. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $154.03 to $154.97. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $155.14 to $156.13. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $156.15 to $157.10. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $157.17 to $157.28. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.