Silver Lake Group, L.L.C. 的 Form 4/A 修正申報
修正Unity Software Inc.（U），2022/2/11 申報
- 申報編號
- 0000899243-22-005821
- 申報時間
- 2022/2/11 16:00 ET
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/11/29
這份申報沒有列出任何交易。沿用原件裡沒有重述的 22 筆交易。公開市場賣出合計 $2,320 萬。
這份修正申報重述了 0000899243-21-046261（2021/11/29 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Silver Lake Group, L.L.C.CIK 0001418226 | 董事、持股 10% 以上大股東 |
| Silver Lake Partners IV, L.P.CIK 0001552054 | 董事、持股 10% 以上大股東 |
| Durban EgonCIK 0001651403 | 董事 |
| Silver Lake Technology Associates IV, L.P.CIK 0001672566 | 董事、持股 10% 以上大股東 |
| Slta IV (GP), L.L.C.CIK 0001672568 | 董事、持股 10% 以上大股東 |
| Silver Lake Technology Investors IV (Delaware II), L.P.CIK 0001824494 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0000899243-21-046261（2021/11/29 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/24 | Common Stock | J其他處分 | −4,000,000 | $0.00F10 | $0 | 20,083,570 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −10,545 | $179.07F11 | −$1,888,293.15 | 20,073,025 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −195 | $179.07F11 | −$34,918.65 | 444,557 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −16,411 | $179.97F12 | −$2,953,487.67 | 20,056,614 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −304 | $179.97F12 | −$54,710.88 | 444,253 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −5,565 | $181.06F13 | −$1,007,598.9 | 20,051,049 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −103 | $181.06F13 | −$18,649.18 | 444,150 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −11,041 | $181.93F14 | −$2,008,689.13 | 20,040,008 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −205 | $181.93F14 | −$37,295.65 | 443,945 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −5,528 | $182.74F15 | −$1,010,186.72 | 20,034,480 | 間接 | |
| 2021/11/24 | Common Stock | S賣出處分 | −103 | $182.74F15 | −$18,822.22 | 443,842 | 間接 | |
| 2021/11/26 | Common Stock | J其他處分 | −91,436 | $0.00F10 | $0 | 20,083,570 | 間接 | |
| 2021/11/26 | Common Stock | G贈與處分 | −2,518 | $0.00 | $0 | 5,613 | 間接 | |
| 2021/11/26 | Common Stock | G贈與處分 | −5,206 | $0.00 | $0 | 114,721 | 直接 | |
| 2021/11/26 | Common Stock | S賣出處分 | −9,259 | $175.74F16 | −$1,627,176.66 | 434,583 | 間接 | |
| 2021/11/26 | Common Stock | S賣出處分 | −701 | $175.74F16 | −$123,193.74 | 4,912 | 間接 | |
| 2021/11/26 | Common Stock | S賣出處分 | −19,138 | $176.78F17 | −$3,383,215.64 | 415,445 | 間接 | |
| 2021/11/26 | Common Stock | S賣出處分 | −1,449 | $176.78F17 | −$256,154.22 | 3,463 | 間接 | |
| 2021/11/26 | Common Stock | S賣出處分 | −16,516 | $177.75F18 | −$2,935,719 | 398,929 | 間接 | |
| 2021/11/26 | Common Stock | S賣出處分 | −1,250 | $177.75F18 | −$222,187.5 | 2,213 | 間接 | |
| 2021/11/26 | Common Stock | S賣出處分 | −29,237 | $178.71F19 | −$5,224,944.27 | 369,692 | 間接 | |
| 2021/11/26 | Common Stock | S賣出處分 | −2,213 | $178.71F19 | −$395,485.23 | 0 | 間接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F10
Represents distributions by Silver Lake Partners IV, L.P. ("SLP IV") and certain of its affiliates of shares of common stock of the Issuer ("Common Stock") to their respective partners and members as in-kind distributions. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.53 to $179.49, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
表 I 有 2 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.50 to $180.47, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.54 to $181.49, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.50 to $182.47, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.50 to $183.01, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.22 to $176.20, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.22 to $177.21, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.26 to $178.23, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.26 to $179.26, inclusive.
表 I 有 2 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Following a financial printer filing error, this Amendment is being filed solely to correct the balance of shares of common stock owned by Silver Lake Partners IV, L.P. ("SLP IV") as set forth in the Form 4 filed by the Reporting Persons on November 29, 2021 (the "Original Form 4") following the transactions reported therein. The amount of securities of the Issuer held by affiliates of Silver Lake, including SLP IV, has not changed since the date of the filing of the Original Form 4 and is not changing now. In addition to the shares reported herein, as stated on the Original Form 4, following the transactions reported therein, Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV") holds 369,692 shares of common stock, SLP Union Aggregator, L.P. ("SLP Union"), the general partner of which is SLP Union GP, L.L.C. ("SLP Union GP") holds 14,422,668 shares of common stock, and Silver Lake Group, L.L.C. ("SLG") holds 249,015 shares of common stock.
- F2
These securities are directly owned by SLP IV.
- F3
Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Member of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.
備註
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.