Silver Lake Group, L.L.C.'s Form 4/A amendment
AmendedUnity Software Inc. (U) · filed Feb 11, 2022
- Accession no.
- 0000899243-22-005821
- Filed
- Feb 11, 2022, 4:00 PM ET
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 29, 2021
This filing lists no transactions. It carries over 22 transactions from the original filing that it did not restate. Open-market sales total $23.2M.
This amendment restates part of 0000899243-21-046261 (filed Nov 29, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Silver Lake Group, L.L.C.CIK 0001418226 | Director, 10% Owner |
| Silver Lake Partners IV, L.P.CIK 0001552054 | Director, 10% Owner |
| Durban EgonCIK 0001651403 | Director |
| Silver Lake Technology Associates IV, L.P.CIK 0001672566 | Director, 10% Owner |
| Slta IV (GP), L.L.C.CIK 0001672568 | Director, 10% Owner |
| Silver Lake Technology Investors IV (Delaware II), L.P.CIK 0001824494 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000899243-21-046261 (filed Nov 29, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Common Stock | JOtherDisposed | −4,000,000 | $0.00F10 | $0 | 20,083,570 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −10,545 | $179.07F11 | −$1,888,293.15 | 20,073,025 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −195 | $179.07F11 | −$34,918.65 | 444,557 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −16,411 | $179.97F12 | −$2,953,487.67 | 20,056,614 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −304 | $179.97F12 | −$54,710.88 | 444,253 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −5,565 | $181.06F13 | −$1,007,598.9 | 20,051,049 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −103 | $181.06F13 | −$18,649.18 | 444,150 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −11,041 | $181.93F14 | −$2,008,689.13 | 20,040,008 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −205 | $181.93F14 | −$37,295.65 | 443,945 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −5,528 | $182.74F15 | −$1,010,186.72 | 20,034,480 | Indirect | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −103 | $182.74F15 | −$18,822.22 | 443,842 | Indirect | |
| Nov 26, 2021 | Common Stock | JOtherDisposed | −91,436 | $0.00F10 | $0 | 20,083,570 | Indirect | |
| Nov 26, 2021 | Common Stock | GGiftDisposed | −2,518 | $0.00 | $0 | 5,613 | Indirect | |
| Nov 26, 2021 | Common Stock | GGiftDisposed | −5,206 | $0.00 | $0 | 114,721 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −9,259 | $175.74F16 | −$1,627,176.66 | 434,583 | Indirect | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −701 | $175.74F16 | −$123,193.74 | 4,912 | Indirect | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −19,138 | $176.78F17 | −$3,383,215.64 | 415,445 | Indirect | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −1,449 | $176.78F17 | −$256,154.22 | 3,463 | Indirect | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −16,516 | $177.75F18 | −$2,935,719 | 398,929 | Indirect | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −1,250 | $177.75F18 | −$222,187.5 | 2,213 | Indirect | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −29,237 | $178.71F19 | −$5,224,944.27 | 369,692 | Indirect | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −2,213 | $178.71F19 | −$395,485.23 | 0 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F10
Represents distributions by Silver Lake Partners IV, L.P. ("SLP IV") and certain of its affiliates of shares of common stock of the Issuer ("Common Stock") to their respective partners and members as in-kind distributions. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Referenced by the price of 2 transactions in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.53 to $179.49, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
Referenced by the price of 2 transactions in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.50 to $180.47, inclusive.
Referenced by the price of 2 transactions in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.54 to $181.49, inclusive.
Referenced by the price of 2 transactions in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.50 to $182.47, inclusive.
Referenced by the price of 2 transactions in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.50 to $183.01, inclusive.
Referenced by the price of 2 transactions in Table I.
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.22 to $176.20, inclusive.
Referenced by the price of 2 transactions in Table I.
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.22 to $177.21, inclusive.
Referenced by the price of 2 transactions in Table I.
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.26 to $178.23, inclusive.
Referenced by the price of 2 transactions in Table I.
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.26 to $179.26, inclusive.
Referenced by the price of 2 transactions in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Following a financial printer filing error, this Amendment is being filed solely to correct the balance of shares of common stock owned by Silver Lake Partners IV, L.P. ("SLP IV") as set forth in the Form 4 filed by the Reporting Persons on November 29, 2021 (the "Original Form 4") following the transactions reported therein. The amount of securities of the Issuer held by affiliates of Silver Lake, including SLP IV, has not changed since the date of the filing of the Original Form 4 and is not changing now. In addition to the shares reported herein, as stated on the Original Form 4, following the transactions reported therein, Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV") holds 369,692 shares of common stock, SLP Union Aggregator, L.P. ("SLP Union"), the general partner of which is SLP Union GP, L.L.C. ("SLP Union GP") holds 14,422,668 shares of common stock, and Silver Lake Group, L.L.C. ("SLG") holds 249,015 shares of common stock.
- F2
These securities are directly owned by SLP IV.
- F3
Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Member of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.
Remarks
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.