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Stampacchia Otello 的 Form 4 申報

Replimune Group, Inc.(REPL),2021/9/20 申報

申報編號
0000899243-21-036546
申報時間
2021/9/20 12:53 ET
交易日
2021/9/16-9/17
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $329.9 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Stampacchia OtelloCIK 0001361712董事、持股 10% 以上大股東
Omega Fund IV, L.P.CIK 0001528382董事、持股 10% 以上大股東
Omega Fund IV GP, L.P.CIK 0001528383持股 10% 以上大股東
Omega Fund IV G.P. Manager, Ltd.CIK 0001624456持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/9/16Common StockS賣出處分−5,537$32.55F1,F2−$180,229.355,002,708直接
2021/9/17Common StockS賣出處分−78,998$32.88F1,F3−$2,597,454.244,923,710直接
2021/9/17Common StockS賣出處分−15,465$33.71F1,F4−$521,325.154,908,245直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Shares were sold pursuant to a Rule 10b5-1 trading plan.

表 I 有 3 筆交易的價格引用這則附註。

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.63 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.49 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $33.95 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)