Stampacchia Otello's Form 4 filing
Replimune Group, Inc. (REPL) · filed Sep 20, 2021
- Accession no.
- 0000899243-21-036546
- Filed
- Sep 20, 2021, 12:53 PM ET
- Trade date
- Sep 16-17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.30M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stampacchia OtelloCIK 0001361712 | Director, 10% Owner |
| Omega Fund IV, L.P.CIK 0001528382 | Director, 10% Owner |
| Omega Fund IV GP, L.P.CIK 0001528383 | 10% Owner |
| Omega Fund IV G.P. Manager, Ltd.CIK 0001624456 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Common Stock | SSaleDisposed | −5,537 | $32.55F1,F2 | −$180,229.35 | 5,002,708 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −78,998 | $32.88F1,F3 | −$2,597,454.24 | 4,923,710 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −15,465 | $33.71F1,F4 | −$521,325.15 | 4,908,245 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares were sold pursuant to a Rule 10b5-1 trading plan.
Referenced by the price of 3 transactions in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.63 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.49 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $33.95 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.