Afsari Nasym 的 Form 4 申報
Onterris, Inc.（ONT），2021/8/4 申報
- 申報編號
- 0000899243-21-031662
- 申報時間
- 2021/8/4
- 交易日
- 2021/8/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $14.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Afsari NasymCIK 0001817851 | 高階主管（法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/2 | Common Stock | M行使選擇權取得 | +1,532 | $5.72 | +$8,763.04 | 21,300 | 直接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −1,532 | $55.16F1 | −$84,505.12 | 19,768 | 直接 | |
| 2021/8/2 | Common Stock | M行使選擇權取得 | +800 | $6.03 | +$4,824 | 20,568 | 直接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −800 | $55.12F2 | −$44,096 | 19,768 | 直接 | |
| 2021/8/2 | Common Stock | S賣出處分 | −200 | $55.16 | −$11,032 | 19,568 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/2 | Common Stock | M行使選擇權處分 | −800 | $0.00 | $0 | 136,985 | 直接 | |
| 2021/8/2 | Common Stock | M行使選擇權處分 | −1,532 | $0.00 | $0 | 19,090 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.13 to $55.31, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.00 to $55.20, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
備註
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.