Afsari Nasym's Form 4 filing
Onterris, Inc. (ONT) · filed Aug 4, 2021
- Accession no.
- 0000899243-21-031662
- Filed
- Aug 4, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $139.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Afsari NasymCIK 0001817851 | Officer (General Counsel and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +1,532 | $5.72 | +$8,763.04 | 21,300 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −1,532 | $55.16F1 | −$84,505.12 | 19,768 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +800 | $6.03 | +$4,824 | 20,568 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −800 | $55.12F2 | −$44,096 | 19,768 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −200 | $55.16 | −$11,032 | 19,568 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −800 | $0.00 | $0 | 136,985 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −1,532 | $0.00 | $0 | 19,090 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.13 to $55.31, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $55.00 to $55.20, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
Remarks
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.