Siegall Clay B 的 Form 4 申報
Seagen Inc.（SGEN），2021/7/6 申報
- 申報編號
- 0000899243-21-027729
- 申報時間
- 2021/7/6
- 交易日
- 2021/7/1-7/2
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、7 筆衍生性交易。公開市場賣出合計 $461.0 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Siegall Clay BCIK 0001167496 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Common Stock | M行使選擇權取得 | +3,432 | $15.46 | +$53,058.72 | 718,641 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −3,432 | $158.64F3 | −$544,452.48 | 715,209 | 直接 | |
| 2021/7/1 | Common Stock | M行使選擇權取得 | +6,165 | $15.46 | +$95,310.9 | 721,374 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −6,165 | $157.92F4 | −$973,576.8 | 715,209 | 直接 | |
| 2021/7/1 | Common Stock | M行使選擇權取得 | +4,488 | $15.46 | +$69,384.48 | 719,697 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −4,488 | $156.94F5 | −$704,346.72 | 715,209 | 直接 | |
| 2021/7/2 | Common Stock | M行使選擇權取得 | +310 | $15.46 | +$4,792.6 | 715,519 | 直接 | |
| 2021/7/2 | Common Stock | S賣出處分 | −310 | $158.29F6 | −$49,069.9 | 715,209 | 直接 | |
| 2021/7/2 | Common Stock | M行使選擇權取得 | +2,355 | $15.46 | +$36,408.3 | 717,564 | 直接 | |
| 2021/7/2 | Common Stock | S賣出處分 | −2,355 | $157.31F7 | −$370,465.05 | 715,209 | 直接 | |
| 2021/7/2 | Common Stock | M行使選擇權取得 | +7,412 | $15.46 | +$114,589.52 | 722,621 | 直接 | |
| 2021/7/2 | Common Stock | S賣出處分 | −7,412 | $156.43F8 | −$1,159,459.16 | 715,209 | 直接 | |
| 2021/7/2 | Common Stock | M行使選擇權取得 | +5,191 | $15.46 | +$80,252.86 | 720,400 | 直接 | |
| 2021/7/2 | Common Stock | S賣出處分 | −5,191 | $155.70F9 | −$808,238.7 | 715,209 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Common Stock | M行使選擇權處分 | −3,432 | $0.00 | $0 | 55,274 | 直接 | |
| 2021/7/1 | Common Stock | M行使選擇權處分 | −6,165 | $0.00 | $0 | 49,109 | 直接 | |
| 2021/7/1 | Common Stock | M行使選擇權處分 | −4,488 | $0.00 | $0 | 44,621 | 直接 | |
| 2021/7/2 | Common Stock | M行使選擇權處分 | −310 | $0.00 | $0 | 44,311 | 直接 | |
| 2021/7/2 | Common Stock | M行使選擇權處分 | −2,355 | $0.00 | $0 | 41,956 | 直接 | |
| 2021/7/2 | Common Stock | M行使選擇權處分 | −7,412 | $0.00 | $0 | 34,544 | 直接 | |
| 2021/7/2 | Common Stock | M行使選擇權處分 | −5,191 | $0.00 | $0 | 29,353 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $158.30 to $159.12. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $157.30 to $158.28. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $156.30 to $157.29 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $158.06 to $158.41 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $157.03 to $157.93. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $156.03 to $157.02. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $155.02 to $156.01 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。