Siegall Clay B's Form 4 filing
Seagen Inc. (SGEN) · filed Jul 6, 2021
- Accession no.
- 0000899243-21-027729
- Filed
- Jul 6, 2021
- Trade date
- Jul 1-2, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 7 derivative transactions. Open-market sales total $4.61M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siegall Clay BCIK 0001167496 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseAcquired | +3,432 | $15.46 | +$53,058.72 | 718,641 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −3,432 | $158.64F3 | −$544,452.48 | 715,209 | Direct | |
| Jul 1, 2021 | Common Stock | MOption exerciseAcquired | +6,165 | $15.46 | +$95,310.9 | 721,374 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −6,165 | $157.92F4 | −$973,576.8 | 715,209 | Direct | |
| Jul 1, 2021 | Common Stock | MOption exerciseAcquired | +4,488 | $15.46 | +$69,384.48 | 719,697 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −4,488 | $156.94F5 | −$704,346.72 | 715,209 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +310 | $15.46 | +$4,792.6 | 715,519 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −310 | $158.29F6 | −$49,069.9 | 715,209 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +2,355 | $15.46 | +$36,408.3 | 717,564 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −2,355 | $157.31F7 | −$370,465.05 | 715,209 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +7,412 | $15.46 | +$114,589.52 | 722,621 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −7,412 | $156.43F8 | −$1,159,459.16 | 715,209 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +5,191 | $15.46 | +$80,252.86 | 720,400 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −5,191 | $155.70F9 | −$808,238.7 | 715,209 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −3,432 | $0.00 | $0 | 55,274 | Direct | |
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −6,165 | $0.00 | $0 | 49,109 | Direct | |
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −4,488 | $0.00 | $0 | 44,621 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −310 | $0.00 | $0 | 44,311 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −2,355 | $0.00 | $0 | 41,956 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −7,412 | $0.00 | $0 | 34,544 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −5,191 | $0.00 | $0 | 29,353 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $158.30 to $159.12. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $157.30 to $158.28. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $156.30 to $157.29 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $158.06 to $158.41 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $157.03 to $157.93. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $156.03 to $157.02. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $155.02 to $156.01 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.