Chriss James Alexander 的 Form 4 申報
Intuit Inc.（INTU），2021/9/2 申報
- 申報編號
- 0000896878-21-000215
- 申報時間
- 2021/9/2
- 交易日
- 2021/8/31-9/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $1,891 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chriss James AlexanderCIK 0001762736 | 高階主管（EVP, SBSEG） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/31 | CommonStock | M行使選擇權取得 | +2,934 | $216.64 | +$635,621.76 | 3,234 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權取得 | +6,331 | $303.94 | +$1,924,244.14 | 9,565 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權取得 | +4,343 | $135.35 | +$587,825.05 | 13,908 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權取得 | +17,879 | $281.60 | +$5,034,726.4 | 31,787 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −10,658 | $563.92F2 | −$6,010,259.36 | 21,129 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −17,806 | $564.69F3 | −$10,054,870.14 | 3,323 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −1,800 | $565.42F4 | −$1,017,756 | 1,523 | 直接 | |
| 2021/8/31 | Common Stock | S賣出處分 | −1,223 | $567.11 | −$693,575.53 | 300 | 直接 | |
| 2021/9/1 | Common Stock | M行使選擇權取得 | +4,014 | $0.00 | $0 | 4,314 | 直接 | |
| 2021/9/1 | Common Stock | F扣股繳稅處分 | −1,992 | $563.13 | −$1,121,754.96 | 2,322 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −527 | $560.21F5 | −$295,230.67 | 1,795 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −260 | $562.07F6 | −$146,138.2 | 1,535 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −550 | $563.08F7 | −$309,694 | 985 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −585 | $563.92F8 | −$329,893.2 | 400 | 直接 | |
| 2021/9/2 | Common Stock | S賣出處分 | −100 | $564.82F9 | −$56,482 | 300 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/31 | Common Stock | M行使選擇權處分 | −2,934 | $0.00 | $0 | 1,467 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權處分 | −6,331 | $0.00 | $0 | 17,048 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權處分 | −4,343 | $0.00 | $0 | 0 | 直接 | |
| 2021/8/31 | Common Stock | M行使選擇權處分 | −17,879 | $0.00 | $0 | 16,450 | 直接 | |
| 2021/9/1 | Common Stock | M行使選擇權處分 | −4,014 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades ranging from $563.23 to $564.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades ranging from $564.24 to $565.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades ranging from $565.28 to $565.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades ranging from $559.87 to $560.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades ranging from $561.46 to $562.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades ranging from $562.56 to $563.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades ranging from $563.69 to $564.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades ranging from $564.80 to $564.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。